Filing Details
- Accession Number:
- 0001140361-12-044381
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-10-22 17:09:59
- Reporting Period:
- 2012-10-18
- Filing Date:
- 2012-10-22
- Accepted Time:
- 2012-10-22 17:09:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
277638 | Davey Tree Expert Co | NONE | Agricultural Services (700) | 340176110 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1247546 | J Karl Warnke | 1500 North Mantua Street Kent OH 44240 | Chairman, President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-10-18 | 6,000 | $20.80 | 441,332 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-10-18 | 12,768 | $20.80 | 428,564 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2012-10-18 | 29,342 | $6.75 | 457,906 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-10-18 | 6,000 | $11.25 | 463,906 | No | 4 | M | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Incentive Stock Option (Right to Buy) | Disposition | 2012-10-18 | 29,342 | $0.00 | 29,342 | $6.75 |
Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2012-10-18 | 6,000 | $0.00 | 6,000 | $11.25 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2004-12-05 | 2013-12-05 | No | 4 | M | Direct |
0 | 2007-06-05 | 2016-06-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 46,433 | Indirect | By 401(k) Plan |
Footnotes
- This total reflects routine accumulation of 46,433.0720 common shares acquired through the Company's 401(k) benefit plan as of October 19, 2012, based on internal records.
- These options vested and became fully exercisable on 12/05/2008.
- These options vested and became fully exercisable on 06/05/2011.