Filing Details
- Accession Number:
- 0001140361-12-044367
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-10-22 15:46:42
- Reporting Period:
- 2012-10-18
- Filing Date:
- 2012-10-22
- Accepted Time:
- 2012-10-22 15:46:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 784011 | Pope Resources Ltd Partnership | POPE | Forestry (800) | 911313292 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 933422 | H James Dahl | 4314 Pablo Oaks Court Jacksonville FL 32224 | No | No | Yes | No | |
| 1542075 | L. William Dahl | 4314 Pablo Oaks Court Jacksonville FL 32224 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Limited Partnership Units | Acquisiton | 2012-10-18 | 800 | $53.09 | 149,703 | No | 4 | P | Indirect | IRA Accounts |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | IRA Accounts |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Limited Partnership Units | 6,471 | Indirect | By JHD Trust |
| Limited Partnership Units | 146,952 | Direct | |
| Limited Partnership Units | 26,411 | Indirect | By KMD Trust |
| Limited Partnership Units | 102,842 | Indirect | By JHD Trust FBO KWD |
| Limited Partnership Units | 21,879 | Indirect | By JHD Trust FBO JAD |
| Limited Partnership Units | 29,250 | Indirect | By Dahl Family Foundation |
| Limited Partnership Units | 1,075 | Indirect | By Child |
Footnotes
- The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $52.90 to $53.18, inclusive. The reporting person undertakes to provide to Pope Resources Limited Partnership, any security holder of Pope Resources Limited Partnership, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.
- The units are held in three IRA accounts as follows: 19,367 units held by IRA FBO James H. Dahl (ROTH Conversion Account); 23,530 units held by IRA FBO James H. Dahl (ROTH II Account); and 106,806 units held by IRA FBO James H. Dahl.
- Shares are owned by the James H. Dahl Irrevocable Trust, 2007, James Schmitt, Trustee.
- Units are held by Kathleen M. Dahl Irrevocable Trust, the trustee of which is James H. Dahl.
- Units are held by James H. Dahl Trust FBO Kathryn Whitten Dahl, the trustee of which is William L. Dahl.
- Units are held by James H. Dahl Trust FBO James Andrew Dahl, the trustee of which is William L. Dahl.
- Units are held by Dahl Family Foundation, the trustee of which is William L. Dahl. Neither James H. Dahl nor any member of his family have any pecuniary interest in the units held by the Dahl Family Foundation, Inc.
- Shares are owned by an adult member of Mr. Dahl's household. Mr. Dahl disclaims beneficial ownership of these shares.
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