Filing Details
- Accession Number:
- 0001171843-12-003705
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-10-19 17:15:59
- Reporting Period:
- 2012-10-18
- Filing Date:
- 2012-10-19
- Accepted Time:
- 2012-10-19 17:15:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
887151 | Capstone Therapeutics Corp. | CAPS | Pharmaceutical Preparations (2834) | 860585310 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
938112 | Iii M John Holliman | 1275 W. Washington Street, Suite 101 Tempe AZ 85281 | Executive Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-10-18 | 100,000 | $0.14 | 432,614 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-10-19 | 50,000 | $0.14 | 482,614 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,658 | Indirect | Valley Ventures III, L.P. |
Common Stock | 3,000 | Indirect | Dorsey Drew Holliman Revokable Trust |