Filing Details
- Accession Number:
- 0001246360-12-004166
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-10-19 16:50:10
- Reporting Period:
- 2012-10-17
- Filing Date:
- 2012-10-19
- Accepted Time:
- 2012-10-19 16:50:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 766421 | Alaska Air Group Inc. | ALK | Air Transportation, Scheduled (4512) | 911292054 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1188789 | S William Ayer | 19300 International Blvd Seattle WA 98188 | Executive Chair | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-10-17 | 25,650 | $13.78 | 135,698 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-10-17 | 7,950 | $13.78 | 143,648 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-10-17 | 33,600 | $37.65 | 110,048 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-10-18 | 60,000 | $13.78 | 170,048 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-10-18 | 60,000 | $38.12 | 110,048 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | EMPLOYEE STOCK OPTION (RT TO BUY) | Disposition | 2012-10-17 | 25,650 | $0.00 | 25,650 | $13.78 |
| Common Stock | EMPLOYEE STOCK OPTION (RT TO BUY) | Disposition | 2012-10-17 | 7,950 | $0.00 | 7,950 | $13.78 |
| Common Stock | EMPLOYEE STOCK OPTION (RT TO BUY) | Disposition | 2012-10-18 | 60,000 | $0.00 | 60,000 | $13.78 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 25,650 | 2010-01-29 | 2019-01-29 | No | 4 | M | Direct |
| 128,726 | 2012-01-29 | 2019-01-29 | No | 4 | M | Direct |
| 68,726 | 2012-01-29 | 2019-01-29 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Restricted Stock Unit | 59,600 | Direct |
Footnotes
- STOCK UNITS AWARDED UNDER THE 2008 PERFORMANCE INCENTIVE PLAN; NO LONGER SUBJECT TO FORFEITURE.
- SAME-DAY EXERCISE OF OPTIONS AND SALE EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. AYER ON 8/16/12.
- SAME-DAY EXERCISE OF OPTIONS AND SALE EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. AYER ON 8/16/12.
- THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $37.50 TO $37.76, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, ANY SECURITY HOLDER OF ALASKA AIR GROUP, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE.
- THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $38.00 TO $38.36, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, ANY SECURITY HOLDER OF ALASKA AIR GROUP, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE.
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