Filing Details
- Accession Number:
- 0001181431-12-055199
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-10-19 16:33:48
- Reporting Period:
- 2012-10-17
- Filing Date:
- 2012-10-19
- Accepted Time:
- 2012-10-19 16:33:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 862692 | Cryo Cell International Inc | CCEL | Services-Services, Nec (8900) | 223023093 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1315416 | David Portnoy | 700 Brooker Creek Blvd., Suite 1800 Oldsmar FL 34677 | Co-Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-10-17 | 6,000 | $2.30 | 141,378 | No | 4 | P | Indirect | By Corporation |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Corporation |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 20,893 | Direct | |
| Common Stock | 199,080 | Indirect | By IRA |
| Common Stock | 199,738 | Indirect | By LLC |
| Common Stock | 51,678 | Indirect | By Spouse |
| Common Stock | 4,854 | Indirect | As Cust for Son |
| Common Stock | 4,000 | Indirect | As Cust for Daughter |
| Common Stock | 55,219 | Indirect | By Corporation 2 |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | $1.72 | 2011-12-01 | 2021-12-01 | 200,000 | 200,000 | Direct |
| Common Stock | Stock Option | $2.90 | 2011-08-31 | 2021-08-31 | 100,000 | 300,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2021-12-01 | 200,000 | 200,000 | Direct |
| 2021-08-31 | 100,000 | 300,000 | Direct |
Footnotes
- Shares of Common Stock held by PartnerCommunity, as to which David I. Portnoy may be deemed the beneficial owner as Chairman of the Board and Secretary and as managing member of Mayim Management, LLC, which may exercise investment and voting discretion over such shares of Common Stock in accordance with the Investment Advisory Agreement.
- Shares of Common Stock held by Mayim Investments Limited Partnership, as to which David I.Portnoy may be deemed the beneficial owner as the managing member and owner of Mayim Management, LLC, which is the general partner of Mayim Management Limited Partnership, which is the general partner of Mayim Investment Limited Partnership.
- Shares of Common Stock held by uTIPu, Inc., as to which David I. Portnoy may be deemed the beneficial owner as Chairman of the Board and Secretary.
Billionaire Hedge Funds
