Filing Details
- Accession Number:
- 0001523711-12-000088
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-10-19 16:09:41
- Reporting Period:
- 2012-10-18
- Filing Date:
- 2012-10-19
- Accepted Time:
- 2012-10-19 16:09:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
63276 | Mattel Inc | MAT | Dolls & Stuffed Toys (3942) | 951567322 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1279654 | Scott Herbert Topham | Mattel, Inc. 333 Continental Boulevard El Segundo CA 90245 | Svp And Corporate Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-10-18 | 12,439 | $17.58 | 16,159 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-10-18 | 12,439 | $37.66 | 3,720 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-10-18 | 9,340 | $21.50 | 13,060 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-10-18 | 9,340 | $37.66 | 3,720 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-10-18 | 3,720 | $37.66 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option - Rght to Buy | Disposition | 2012-10-18 | 12,439 | $0.00 | 12,439 | $17.58 |
Common Stock | Employee Stock Option - Rght to Buy | Disposition | 2012-10-18 | 9,340 | $0.00 | 9,340 | $21.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2012-07-31 | 2019-07-31 | No | 4 | M | Direct |
9,623 | 2012-08-02 | 2020-08-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,108 | Indirect | In 401(k) |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $37.64 to $37.70. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected.
- As of October 18, 2012, the reporting person had a balance of $41,881.11 in the Mattel Stock Fund of Mattel's 401(k) Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP.