Filing Details
- Accession Number:
- 0001209191-12-049993
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-10-19 12:24:26
- Reporting Period:
- 2011-02-11
- Filing Date:
- 2012-10-19
- Accepted Time:
- 2012-10-19 12:24:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 809933 | Ecology & Environment Inc | EEI | Services-Engineering Services (8711) | 160971022 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 902816 | A Gerald Strobel | 368 Pleasant View Drive Lancaster NY 14086 | Executive Vice President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common Stock | Acquisiton | 2011-02-11 | 952 | $14.77 | 218,900 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class B Common Stock | 352 | Indirect | By self as Custodian for son |
| Class B Common Stock | 352 | Indirect | By self as Custodian for daughter |
Footnotes
- Class B Common Stock is convertible one-for-one into Class A Common Stock
- 5% Stock dividend on Class A and Class B Common Stock for shareholder of record on August 1, 2007 payable August 30, 2007 and as a result thereof the Company's stated capital is increased by $0.01 per share and its excess of stated capital in increased by $12.20 per share and retained earnings are reduced by similar amounts.
- Reporting person is a party to an Agreement dated May 12, 1970 among Messrs. Gerhard J. Neumaier, Frank B. Silvestro, Gerald A. Strobel and Ronald L. Frank, whereby none of the shares subject to the Agreement may be sold without the seller first granting the others a right of first refusal. In addition, certain of the shares of Class B Common Stock owned by cerain members of their families and a former spouse are subject to this right of first refusal. This is not an admission that the reporting person is the beneficial owner of the shares held in the name of others nor is this an admission that all shares held by the reporting person are subject to the Agreement.
- Not an admission that Reporting Person is beneficial owner.
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