Filing Details

Accession Number:
0001209191-12-049957
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-10-18 18:36:23
Reporting Period:
2012-10-16
Filing Date:
2012-10-18
Accepted Time:
2012-10-18 18:36:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
34408 Family Dollar Stores Inc FDO Retail-Variety Stores (5331) 560942963
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1222822 Jr S Charles Gibson P. O. Box 1017
Charlotte NC 28201
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-10-16 11,010 $23.36 53,518 No 4 M Direct
Common Stock Acquisiton 2012-10-16 8,277 $28.11 61,795 No 4 M Direct
Common Stock Acquisiton 2012-10-16 6,634 $46.11 68,429 No 4 M Direct
Common Stock Disposition 2012-10-16 11,010 $68.03 57,419 No 4 S Direct
Common Stock Disposition 2012-10-16 8,277 $68.03 49,142 No 4 S Direct
Common Stock Disposition 2012-10-16 6,634 $68.03 42,508 No 4 S Direct
Common Stock Disposition 2012-10-16 15,000 $68.00 27,508 No 4 S Direct
Common Stock Disposition 2012-10-17 6,639 $68.35 20,869 No 4 S Direct
Common Stock Disposition 2012-10-17 869 $67.95 20,000 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2012-10-16 11,010 $0.00 11,010 $23.36
Common Stock Employee Stock Option (Right to Buy) Disposition 2012-10-16 8,277 $0.00 8,277 $28.11
Common Stock Employee Stock Option (Right to Buy) Disposition 2012-10-16 6,634 $0.00 6,634 $46.11
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-10-07 2013-10-06 No 4 M Direct
8,277 2011-10-13 2014-10-12 No 4 M Direct
9,951 2012-10-12 2015-10-11 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.00 to $68.18, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.00 to $68.01, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.00 to $68.54, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.
  4. Represents shares of Common Stock, the value of which was withheld to satisfy additional tax withholding obligations which arose in respect to shares received on October 17, 2012 in final settlement of Performance Share Rights Award vested on October 9, 2012.
  5. This option was granted on October 7, 2008, under the Family Dollar Stores, Inc. 2006 Incentive Plan, and no portion of the option was exercisable prior to October 7, 2010. Thereafter, the option vested in cumulative installments of not more than 40% of the number of shares subject to the option on October 7, 2010, 70% on October 7, 2011, and 100% on October 7, 2012.
  6. This option was granted on October 13, 2009, under the Family Dollar Stores, Inc. 2006 Incentive Plan, and no portion of the option was exercisable prior to October 13, 2011. Thereafter, the option became or will become vested in cumulative installments of not more than 40% of the number of shares subject to the option on October 13, 2011, 70% on October 13, 2012, and 100% on October 13, 2013.
  7. This option was granted on October 12, 2010, under the Family Dollar Stores, Inc. 2006 Incentive Plan, and no portion of the option was exercisable prior to October 12, 2012. Thereafter, the option became or will become vested in cumulative installments of not more than 40% of the number of shares subject to the option on October 12, 2012, 70% on October 12, 2013, and 100% on October 12, 2014.