Filing Details
- Accession Number:
- 0001181431-12-055095
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2012-10-18 16:48:05
- Reporting Period:
- 2012-09-28
- Filing Date:
- 2012-10-18
- Accepted Time:
- 2012-10-18 16:48:05
- Original Submission Date:
- 2012-10-02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
6845 | Apogee Enterprises Inc. | APOG | Glass Products, Made Of Purchased Glass (3231) | 410919654 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1294199 | L Jerome Davis | 6831 Bay Hill Drive Lakewood Ranch FL 34202 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-09-28 | 1,186 | $15.05 | 22,022 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-09-28 | 1,186 | $20.02 | 20,836 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-10-01 | 8,125 | $15.05 | 28,961 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-10-01 | 7,375 | $11.26 | 36,336 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-10-01 | 15,500 | $19.95 | 20,836 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Director Option (Right to Buy) | Disposition | 2012-09-28 | 1,186 | $0.00 | 1,186 | $15.05 |
Common Stock | Phantom Stock Units | Acquisiton | 2012-09-28 | 763 | $19.65 | 763 | $0.00 |
Common Stock | Phantom Stock Units | Acquisiton | 2012-09-28 | 138 | $19.65 | 138 | $0.00 |
Common Stock | Director Option (Right to Buy) | Disposition | 2012-10-01 | 8,125 | $0.00 | 8,125 | $0.00 |
Common Stock | Director Option (Right to Buy) | Disposition | 2012-10-01 | 7,375 | $0.00 | 7,375 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
8,125 | 2016-06-28 | No | 4 | M | Direct | |
30,932 | No | 4 | A | Direct | ||
31,070 | No | 4 | A | Direct | ||
0 | 2016-06-28 | No | 4 | M | Direct | |
0 | 2014-06-22 | No | 4 | M | Direct |
Footnotes
- Includes restricted stock awards under the 2009 Non-Employee Director Stock Incentive Plan.
- The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $20.00 to $20.02. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
- Currently 100% exercisable.
- The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.
- Settled 1-for-1.
- Units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.
- Earlier report incorrectly reflected entire exercise of options for 9,311 shares; amendment reflects split of option exercise amounts and dates as reported herein.
- Transaction date previously reported as 9/28/12.
- The price reported is the weighted average purchase price for the transactions reported. The prices paid ranged from $19.95 to $19.98. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each price within the range.
- Amended to reflect late reporting of sale described herein.
- Reflects adjustment of shares directly held.