Filing Details

Accession Number:
0001181431-12-055095
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2012-10-18 16:48:05
Reporting Period:
2012-09-28
Filing Date:
2012-10-18
Accepted Time:
2012-10-18 16:48:05
Original Submission Date:
2012-10-02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
6845 Apogee Enterprises Inc. APOG Glass Products, Made Of Purchased Glass (3231) 410919654
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1294199 L Jerome Davis 6831 Bay Hill Drive
Lakewood Ranch FL 34202
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-09-28 1,186 $15.05 22,022 No 4 M Direct
Common Stock Disposition 2012-09-28 1,186 $20.02 20,836 No 4 S Direct
Common Stock Acquisiton 2012-10-01 8,125 $15.05 28,961 No 4 M Direct
Common Stock Acquisiton 2012-10-01 7,375 $11.26 36,336 No 4 M Direct
Common Stock Disposition 2012-10-01 15,500 $19.95 20,836 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Director Option (Right to Buy) Disposition 2012-09-28 1,186 $0.00 1,186 $15.05
Common Stock Phantom Stock Units Acquisiton 2012-09-28 763 $19.65 763 $0.00
Common Stock Phantom Stock Units Acquisiton 2012-09-28 138 $19.65 138 $0.00
Common Stock Director Option (Right to Buy) Disposition 2012-10-01 8,125 $0.00 8,125 $0.00
Common Stock Director Option (Right to Buy) Disposition 2012-10-01 7,375 $0.00 7,375 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
8,125 2016-06-28 No 4 M Direct
30,932 No 4 A Direct
31,070 No 4 A Direct
0 2016-06-28 No 4 M Direct
0 2014-06-22 No 4 M Direct
Footnotes
  1. Includes restricted stock awards under the 2009 Non-Employee Director Stock Incentive Plan.
  2. The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $20.00 to $20.02. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
  3. Currently 100% exercisable.
  4. The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.
  5. Settled 1-for-1.
  6. Units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.
  7. Earlier report incorrectly reflected entire exercise of options for 9,311 shares; amendment reflects split of option exercise amounts and dates as reported herein.
  8. Transaction date previously reported as 9/28/12.
  9. The price reported is the weighted average purchase price for the transactions reported. The prices paid ranged from $19.95 to $19.98. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each price within the range.
  10. Amended to reflect late reporting of sale described herein.
  11. Reflects adjustment of shares directly held.