Filing Details
- Accession Number:
- 0001001250-12-000125
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-10-18 16:20:30
- Reporting Period:
- 2012-10-16
- Filing Date:
- 2012-10-18
- Accepted Time:
- 2012-10-18 16:20:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1001250 | Estee Lauder Companies Inc | EL | Perfumes, Cosmetics & Other Toilet Preparations (2844) | 112408943 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1204538 | E Sara Moss | The Estee Lauder Companies Inc. 767 Fifth Avenue New York NY 10153 | Exec. Vp, Gen. Counsel & Secty | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2012-10-16 | 100 | $17.00 | 56,192 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2012-10-16 | 100 | $65.00 | 56,092 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2012-10-17 | 217 | $17.00 | 56,309 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2012-10-17 | 217 | $65.00 | 56,092 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Option (Right to Buy) | Disposition | 2012-10-16 | 100 | $0.00 | 100 | $17.00 |
Class A Common Stock | Option (Right to Buy) | Disposition | 2012-10-17 | 217 | $0.00 | 217 | $17.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
69,900 | 2011-01-01 | 2019-09-02 | No | 4 | M | Direct |
69,683 | 2011-01-01 | 2019-09-02 | No | 4 | M | Direct |
Footnotes
- The exercise of the options and sales of the shares of Class A Common Stock were made pursuant to a plan intended to comply with Rule 10b5-1(c), previously entered into on August 16, 2012.
- Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 23,332 shares exercisable from and after January 1, 2011; 23,334 shares exercisable from and after January 1, 2012; and 23,334 shares exercisable from and after January 1, 2013. This option was previously reported as covering 11,666 shares exercisable from and after January 1, 2011; 11,667 shares exercisable from and after January 1, 2012; and 11,667 shares exercisable from and after January 1, 2013 at an exercise price of $34.00, but has been adjusted in this report to reflect the stock split that occurred on January 20, 2012.
- Not applicable.
- The Reporting Person also has options to purchase at various prices 294,499 shares of Class A Common Stock, 123,431 of which are currently exercisable.