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Home > Insider Trading > Filing (0001127602-12-028841)

Filing Details

Accession Number:: 0001127602-12-028841
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-10-18 14:31:23
Reporting Period:: 2012-10-17

Filing Date:: 2012-10-18
Accepted Time:: 2012-10-18 14:31:23
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1041061	Yum Brands Inc	YUM	Retail-Eating Places (5812)	133951308

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1423752	G. Roger Eaton	1441 Gardiner Lane Louisville KY 40213	Chief Yum Operations Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2012-10-17	35,990	$22.53	50,256	No	4	M	Direct
Common Stock	Disposition	2012-10-17	35,990	$71.33	14,266	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2012-10-17	35,990	$0.00	35,990	$22.53

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2006-01-28	2015-01-28	No	4	M	Direct

Footnotes

This transaction was executed in multiple trades at prices ranging from $71.25 to $71.40. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.