Filing Details
- Accession Number:
- 0001559347-12-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-10-17 17:21:07
- Reporting Period:
- 2012-05-02
- Filing Date:
- 2012-10-17
- Accepted Time:
- 2012-10-17 17:21:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 21828 | Ccom Group Inc. | CCOM | Wholesale-Hardware & Plumbing & Heating Equipment & Supplies (5070) | 112037182 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1559346 | J. Elliot Brody | 17556 Lake Estates Drive Boca Raton NY 33496 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2006-04-17 | 30,000 | $3.00 | 30,000 | No | 4 | P | Indirect | By the Elliot J. Brody Revocable Trust |
| Common Stock | Acquisiton | 2011-08-01 | 1,000 | $0.40 | 31,000 | No | 4 | P | Indirect | By the Elliot J. Brody Revocable Trust |
| Common Stock | Acquisiton | 2012-04-30 | 10,000 | $0.50 | 41,000 | No | 4 | P | Indirect | By the Elliot J. Brody Revocable Trust |
| Common Stock | Acquisiton | 2012-05-04 | 5,000 | $0.49 | 46,000 | No | 4 | P | Indirect | By the Elliot J. Brody Revocable Trust |
| Common Stock | Acquisiton | 2012-05-04 | 1,000 | $0.50 | 47,000 | No | 4 | P | Indirect | By the Elliot J. Brody Revocable Trust |
| Common Stock | Acquisiton | 2012-06-15 | 80 | $0.27 | 47,080 | No | 4 | P | Indirect | By the Elliot J. Brody Revocable Trust |
| Common Stock | Acquisiton | 2012-06-29 | 2,000 | $0.50 | 49,080 | No | 4 | P | Indirect | By the Elliot J. Brody Revocable Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By the Elliot J. Brody Revocable Trust |
| No | 4 | P | Indirect | By the Elliot J. Brody Revocable Trust |
| No | 4 | P | Indirect | By the Elliot J. Brody Revocable Trust |
| No | 4 | P | Indirect | By the Elliot J. Brody Revocable Trust |
| No | 4 | P | Indirect | By the Elliot J. Brody Revocable Trust |
| No | 4 | P | Indirect | By the Elliot J. Brody Revocable Trust |
| No | 4 | P | Indirect | By the Elliot J. Brody Revocable Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Convertible Preferred Stock | Acquisiton | 2011-04-15 | 52 | $0.45 | 52 | $0.00 |
| Common Stock | Convertible Preferred Stock | Acquisiton | 2011-05-12 | 60 | $0.45 | 60 | $0.00 |
| Common Stock | Convertible Preferred Stock | Acquisiton | 2011-05-18 | 125 | $0.45 | 125 | $0.00 |
| Common Stock | Convertible Preferred Stock | Acquisiton | 2011-06-10 | 75 | $0.45 | 75 | $0.00 |
| Common Stock | Convertible Preferred Stock | Acquisiton | 2011-07-11 | 688 | $0.65 | 688 | $0.00 |
| Common Stock | Convertible Preferred Stock | Acquisiton | 2011-08-10 | 1 | $0.65 | 1 | $0.00 |
| Common Stock | Convertible Preferred Stock | Acquisiton | 2011-09-27 | 9,999 | $0.40 | 9,999 | $0.00 |
| Common Stock | Convertible Preferred Stock | Acquisiton | 2011-10-21 | 10,000 | $0.50 | 10,000 | $0.00 |
| Common Stock | Convertible Preferred Stock | Acquisiton | 2011-12-30 | 190 | $0.50 | 190 | $0.00 |
| Common Stock | Convertible Preferred Stock | Acquisiton | 2012-05-02 | 19,810 | $0.55 | 19,810 | $0.00 |
| Common Stock | Convertible Preferred Stock | Acquisiton | 2012-08-31 | 2,500 | $0.90 | 2,500 | $0.00 |
| Common Stock | Convertible Preferred Stock | Acquisiton | 2012-08-31 | 1,000 | $0.90 | 1,000 | $0.00 |
| Common Stock | Convertible Preferred Stock | Acquisiton | 2012-08-31 | 1,000 | $0.90 | 1,000 | $0.00 |
| Common Stock | Convertible Preferred Stock | Acquisiton | 2012-09-05 | 2,268 | $0.90 | 2,268 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 52 | No | 4 | P | Indirect | ||
| 112 | No | 4 | P | Indirect | ||
| 237 | No | 4 | P | Indirect | ||
| 312 | No | 4 | P | Indirect | ||
| 1,000 | No | 4 | P | Indirect | ||
| 1,001 | No | 4 | P | Indirect | ||
| 11,000 | No | 4 | P | Indirect | ||
| 21,000 | No | 4 | P | Indirect | ||
| 21,190 | No | 4 | P | Indirect | ||
| 41,000 | No | 4 | P | Indirect | ||
| 43,500 | No | 4 | P | Indirect | ||
| 44,500 | No | 4 | P | Indirect | ||
| 45,500 | No | 4 | P | Indirect | ||
| 47,768 | No | 4 | P | Indirect |
Footnotes
- Elliot J. Brody ("Brody") is the settlor of the Elliot J. Brody Revocable Trust ("Trust"). Mr. Brody has the sole voting and investment power over all the sahres of common stock (the "Common Shares") of CCOM Group, Inc. (the "Company") and over all the shares of convertible preferred stock of the Company (the "Convertible Preferred Stock," and together with the Common Shares, the "Securities") that are owned by the Trust and is deemed to be the beneficial owner of the Securities under Section 13(d) of the Securities and Exchange Act of 1934. Mr. Brody has a pecuniary interest in the Securities through his unilateral right to revoke the Trust.
- Conversion to Common Stock on a 1 to 1 basis
- Immediately
- There is no expiration date for Convertible Preferred Stock.
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