Filing Details

Accession Number:
0001559347-12-000003
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-10-17 16:36:57
Reporting Period:
2012-05-02
Filing Date:
2012-10-17
Accepted Time:
2012-10-17 16:36:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
21828 Ccom Group Inc. CCOM Wholesale-Hardware & Plumbing & Heating Equipment & Supplies (5070) 112037182
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1559347 Trust Revocable Brody J. Elliot 17556 Lake Estates Drive
Boca Raton NY 33496
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2006-04-17 30,000 $3.00 30,000 No 4 P Direct
Common Stock Acquisiton 2011-08-01 1,000 $0.40 31,000 No 4 P Direct
Common Stock Acquisiton 2012-04-30 10,000 $0.50 41,000 No 4 P Direct
Common Stock Acquisiton 2012-05-04 5,000 $0.49 46,000 No 4 P Direct
Common Stock Acquisiton 2012-05-04 1,000 $0.50 47,000 No 4 P Direct
Common Stock Acquisiton 2012-06-15 80 $0.27 47,080 No 4 P Direct
Common Stock Acquisiton 2012-06-29 2,000 $0.50 49,080 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Convertible Preferred Stock Acquisiton 2011-04-15 52 $0.45 52 $0.00
Common Stock Convertible Preferred Stock Acquisiton 2011-05-12 60 $0.45 60 $0.00
Common Stock Convertible Preferred Stock Acquisiton 2011-05-18 125 $0.45 125 $0.00
Common Stock Convertible Preferred Stock Acquisiton 2011-06-10 75 $0.45 75 $0.00
Common Stock Convertible Preferred Stock Acquisiton 2011-07-11 688 $0.65 688 $0.00
Common Stock Convertible Preferred Stock Acquisiton 2011-08-10 1 $0.65 1 $0.00
Common Stock Convertible Preferred Stock Acquisiton 2011-09-27 9,999 $0.40 9,999 $0.00
Common Stock Convertible Preferred Stock Acquisiton 2011-10-21 10,000 $0.50 10,000 $0.00
Common Stock Convertible Preferred Stock Acquisiton 2011-12-30 190 $0.50 190 $0.00
Common Stock Convertible Preferred Stock Acquisiton 2012-05-02 19,810 $0.55 19,810 $0.00
Common Stock Convertible Preferred Stock Acquisiton 2012-08-31 2,500 $0.90 2,500 $0.00
Common Stock Convertible Preferred Stock Acquisiton 2012-08-31 1,000 $0.90 1,000 $0.00
Common Stock Convertible Preferred Stock Acquisiton 2012-08-31 1,000 $0.90 1,000 $0.00
Common Stock Convertible Preferred Stock Acquisiton 2012-09-05 2,268 $0.90 2,268 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
52 No 4 P Direct
112 No 4 P Direct
237 No 4 P Direct
312 No 4 P Direct
1,000 No 4 P Direct
1,001 No 4 P Direct
11,000 No 4 P Direct
21,000 No 4 P Direct
21,190 No 4 P Direct
41,000 No 4 P Direct
43,500 No 4 P Direct
44,500 No 4 P Direct
45,500 No 4 P Direct
47,768 No 4 P Direct
Footnotes
  1. Elliot J. Brody ("Brody") is the settlor of the Elliot J. Brody Revocable Trust ("Trust"). Mr. Brody has the sole voting and investment power over all the shares of common stock (the "Common Shares") of CCOM Group, Inc. (the "Company") and over all the shares of convertible preferred stock of the Company (the "Convertible Preferred Stock," and together with the Common Shares, the "Securities") that are owned by the Trust and is deemed to be the beneficial owner of the Securities under Section 13(d) of the Securities and Exchange Act of 1934. Mr. Brody has a pecuniary interest in the Securities through his unilateral right to revoke the Trust.
  2. Conversion to Common Stock on a 1 to 1 basis
  3. Immediately
  4. There is no expiration date for Convertible Preferred Stock.