Filing Details
- Accession Number:
- 0001104659-12-069632
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-10-17 15:49:21
- Reporting Period:
- 2012-10-16
- Filing Date:
- 2012-10-17
- Accepted Time:
- 2012-10-17 15:49:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1029142 | Dynavax Technologies Corp | DVAX | Pharmaceutical Preparations (2834) | 330728374 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1222013 | Mark Kessel | C/O Dynavax Technologies Corp. 2929 Seventh Street, Suite 100 Berkley CA 94710 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Disposition | 2012-10-16 | 6,000,000 | $4.73 | 3,031,431 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
Footnotes
- Includes 2,875,136 shares of common stock of the Issuer directly owned by Symphony Capital Partners, L.P. and 156,295 shares of common stock of the Issuer directly owned by Symphony Strategic Partners, LLC. Symphony GP, LLC is the general partner of Symphony Capital GP, L.P., which is the general partner of Symphony Capital Partners, L.P. Mark Kessel is a managing member of Symphony GP, LLC and Symphony Strategic Partners, LLC.