Filing Details
- Accession Number:
- 0001000045-12-000014
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-10-17 10:32:18
- Reporting Period:
- 2012-10-16
- Filing Date:
- 2012-10-17
- Accepted Time:
- 2012-10-17 10:32:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1000045 | Nicholas Financial Inc | NICK | Short-Term Business Credit Institutions (6153) | 593019317 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1265079 | L Peter Vosotas | 2454 Mcmullen Booth Road Bldg C Suite 501B Clearwater FL 33759 | President And Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-10-16 | 8,020 | $13.53 | 366,883 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 14,544 | Indirect | By Spouse |
Common Stock | 1,195,781 | Indirect | By Vosotas Family Trust |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | $2.35 | 2019-04-01 | 27,500 | 27,500 | Direct | |
Common Stock | Stock Option (right to buy) | $2.38 | 2019-03-31 | 55,000 | 55,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2019-04-01 | 27,500 | 27,500 | Direct |
2019-03-31 | 55,000 | 55,000 | Direct |
Footnotes
- The option vests in two equal annual installments beginning on April 1, 2010.
- The option vests in two equal annual installments beginning on March 31, 2010.