Filing Details
- Accession Number:
- 0001179110-12-015223
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-10-16 21:20:55
- Reporting Period:
- 2012-10-15
- Filing Date:
- 2012-10-16
- Accepted Time:
- 2012-10-16 21:20:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1158223 | Affymax Inc | AFFY | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1344153 | H Jeffrey Knapp | C/O Affymax, Inc. 4001 Miranda Ave. Palo Alto CA 94304 | Chief Commercial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-10-15 | 1,016 | $6.23 | 14,141 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-10-15 | 312 | $7.04 | 14,453 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-10-15 | 1,584 | $10.99 | 16,037 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-10-15 | 3,750 | $18.84 | 19,787 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-10-15 | 1,000 | $21.74 | 20,787 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-10-15 | 2,350 | $24.50 | 23,137 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-10-15 | 10,012 | $26.71 | 13,125 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2012-10-15 | 1,016 | $0.00 | 1,016 | $6.23 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2012-10-15 | 312 | $0.00 | 312 | $7.04 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2012-10-15 | 1,584 | $0.00 | 1,584 | $10.99 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2012-10-15 | 3,750 | $0.00 | 3,750 | $18.84 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2012-10-15 | 1,000 | $0.00 | 1,000 | $21.74 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2012-10-15 | 2,350 | $0.00 | 2,350 | $24.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
22,344 | 2020-07-21 | No | 4 | M | Direct | |
10,313 | 2021-07-10 | No | 4 | M | Direct | |
2,266 | 2019-01-14 | No | 4 | M | Direct | |
51,832 | 2016-07-27 | No | 4 | M | Direct | |
7,000 | 2017-12-17 | No | 4 | M | Direct | |
18,550 | 2020-01-06 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- The shares were sold at prices ranging from $26.54 to $26.93. The reporting person will provide to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The shares vest and become exercisable in a series of forty-eight (48) successive equal monthly installments over the four (4) year period measured from July 22, 2010.
- The shares vest and become exercisable in a series of forty-eight (48) successive equal monthly installments over the four (4) year period measured from July 11, 2011.
- The shares vest and become exercisable in a series of forty-eight (48) successive equal monthly installments over the four (4) year period measured from January 1, 2009.
- Fully vested.
- The shares vest and become exercisable in a series of forty-eight (48) successive equal monthly installments over the four (4) year period measured from January 1, 2010.