Filing Details
- Accession Number:
- 0001179110-12-015222
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-10-16 21:19:19
- Reporting Period:
- 2012-10-15
- Filing Date:
- 2012-10-16
- Accepted Time:
- 2012-10-16 21:19:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1158223 | Affymax Inc | AFFY | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1419580 | Robert Venteicher | C/O Affymax, Inc. 4001 Miranda Ave. Palo Alto CA 94304 | Svp, Technical Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-10-15 | 16,666 | $24.50 | 41,660 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-10-15 | 25,507 | $24.87 | 67,167 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-10-15 | 42,173 | $27.00 | 24,994 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2012-10-15 | 16,666 | $0.00 | 16,666 | $24.50 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2012-10-15 | 25,507 | $0.00 | 25,507 | $24.87 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
7,813 | 2020-01-06 | No | 4 | S | Direct | |
0 | 2017-09-04 | No | 4 | S | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- The shares vest and become exercisable in a series of forty-eight (48) successive equal monthly installments over the four (4) year period measured from January 1, 2010.
- 1/4th of the shares vest and become exercisable one year from the vesting commencement date and the balance of the shares vest and become exercisable in a series of thirty-six (36) successive equal monthly installments measured fron July 30, 2007.