Filing Details
- Accession Number:
- 0001209191-12-049629
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-10-16 18:56:01
- Reporting Period:
- 2012-10-15
- Filing Date:
- 2012-10-16
- Accepted Time:
- 2012-10-16 18:56:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1383729 | Fusion-Io Inc. | FIO | Computer Storage Devices (3572) | 204232255 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1227560 | P Dennis Wolf | C/O Fusion-Io, Inc. 2855 E. Cottonwood Pkwy, Suite 100 Salt Lake City UT 84121 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-10-15 | 15,000 | $0.65 | 17,340 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-10-15 | 2,000 | $1.96 | 19,340 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-10-15 | 13,000 | $19.00 | 32,340 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-10-15 | 27,798 | $28.98 | 4,542 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-10-15 | 2,202 | $29.71 | 2,340 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee stock option (right to buy) | Disposition | 2012-10-15 | 15,000 | $0.00 | 15,000 | $0.65 |
| Common Stock | Employee stock option (right to buy) | Disposition | 2012-10-15 | 2,000 | $0.00 | 2,000 | $1.96 |
| Common Stock | Employee stock option (right to buy) | Disposition | 2012-10-15 | 13,000 | $0.00 | 13,000 | $19.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 202,550 | 2019-11-17 | No | 4 | M | Direct | |
| 49,200 | 2020-09-11 | No | 4 | M | Direct | |
| 221,000 | 2021-09-29 | No | 4 | M | Direct |
Footnotes
- Pursuant to a Rule 10b5-1 trading plan established by the Reporting Person.
- This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $28.46 per share to $29.45 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
- This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $29.46 per share to $29.89 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
- The option became exercisable as to 1/4th of the shares subject to the option on November 11, 2010, and 1/48th of the shares subject to the option vest on the 11th day of the month each month thereafter.
- 1/48 of the shares subject to the option become vested and exercisable each month from September 12, 2010, subject to the Reporting Person's continued service to the Issuer.
- The option became exercisable as to 1/48th of the shares subject to the option vest each month after September 13, 2011.
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