Filing Details
- Accession Number:
- 0001209191-12-049627
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-10-16 18:54:34
- Reporting Period:
- 2012-10-12
- Filing Date:
- 2012-10-16
- Accepted Time:
- 2012-10-16 18:54:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1383729 | Fusion-Io Inc. | FIO | Computer Storage Devices (3572) | 204232255 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1521967 | A. Neil Carson | C/O Fusion-Io, Inc. 2855 E. Cottonwood Pkwy, Suite 100 Salt Lake City UT 84121 | Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-10-12 | 4,166 | $1.96 | 4,166 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-10-12 | 4,166 | $29.64 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-10-15 | 9,375 | $0.65 | 9,375 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-10-15 | 403 | $19.00 | 9,778 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-10-15 | 8,875 | $28.98 | 903 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-10-15 | 903 | $29.80 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-10-16 | 2,514 | $19.00 | 2,514 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-10-16 | 2,514 | $29.81 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-10-12 | 4,166 | $0.00 | 4,166 | $1.96 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-10-15 | 9,375 | $0.00 | 9,375 | $0.65 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-10-15 | 403 | $0.00 | 403 | $19.00 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-10-16 | 2,514 | $0.00 | 2,514 | $19.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
95,834 | 2020-09-11 | No | 4 | M | Direct | |
159,375 | 2020-03-15 | No | 4 | M | Direct | |
104,598 | 2021-09-29 | No | 4 | M | Direct | |
102,084 | 2021-09-29 | No | 4 | M | Direct |
Footnotes
- Pursuant to a Rule 10b5-1 trading plan established by the Reporting Person.
- This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $29.50 per share to $29.93 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
- This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $28.47 per share to $29.45 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
- This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $29.65 per share to $29.91 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
- 1/48 of the shares subject to the option become vested and exercisable each month from September 12, 2010, subject to the Reporting Person's continued service to the Issuer.
- The option became exercisable as to 1/4th of the shares subject to the option on March 15, 2011, and 1/48th of the shares subject to the option vest on the 15th day of the month each month thereafter.
- The option became exercisable as to 1/48th of the shares subject to the option on October 13, 2011, and 1/48th of the shares subject to the option vest on the 13th day of the month each month thereafter.