Filing Details

Accession Number:
0001209191-12-049627
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-10-16 18:54:34
Reporting Period:
2012-10-12
Filing Date:
2012-10-16
Accepted Time:
2012-10-16 18:54:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1383729 Fusion-Io Inc. FIO Computer Storage Devices (3572) 204232255
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1521967 A. Neil Carson C/O Fusion-Io, Inc.
2855 E. Cottonwood Pkwy, Suite 100
Salt Lake City UT 84121
Chief Technology Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-10-12 4,166 $1.96 4,166 No 4 M Direct
Common Stock Disposition 2012-10-12 4,166 $29.64 0 No 4 S Direct
Common Stock Acquisiton 2012-10-15 9,375 $0.65 9,375 No 4 M Direct
Common Stock Acquisiton 2012-10-15 403 $19.00 9,778 No 4 M Direct
Common Stock Disposition 2012-10-15 8,875 $28.98 903 No 4 S Direct
Common Stock Disposition 2012-10-15 903 $29.80 0 No 4 S Direct
Common Stock Acquisiton 2012-10-16 2,514 $19.00 2,514 No 4 M Direct
Common Stock Disposition 2012-10-16 2,514 $29.81 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2012-10-12 4,166 $0.00 4,166 $1.96
Common Stock Employee Stock Option (right to buy) Disposition 2012-10-15 9,375 $0.00 9,375 $0.65
Common Stock Employee Stock Option (right to buy) Disposition 2012-10-15 403 $0.00 403 $19.00
Common Stock Employee Stock Option (right to buy) Disposition 2012-10-16 2,514 $0.00 2,514 $19.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
95,834 2020-09-11 No 4 M Direct
159,375 2020-03-15 No 4 M Direct
104,598 2021-09-29 No 4 M Direct
102,084 2021-09-29 No 4 M Direct
Footnotes
  1. Pursuant to a Rule 10b5-1 trading plan established by the Reporting Person.
  2. This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $29.50 per share to $29.93 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
  3. This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $28.47 per share to $29.45 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
  4. This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $29.65 per share to $29.91 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
  5. 1/48 of the shares subject to the option become vested and exercisable each month from September 12, 2010, subject to the Reporting Person's continued service to the Issuer.
  6. The option became exercisable as to 1/4th of the shares subject to the option on March 15, 2011, and 1/48th of the shares subject to the option vest on the 15th day of the month each month thereafter.
  7. The option became exercisable as to 1/48th of the shares subject to the option on October 13, 2011, and 1/48th of the shares subject to the option vest on the 13th day of the month each month thereafter.