Filing Details

Accession Number:
0001140361-12-043890
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-10-16 18:17:00
Reporting Period:
2012-10-15
Filing Date:
2012-10-16
Accepted Time:
2012-10-16 18:17:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1505497 Biorestorative Therapies Inc. BRTX Services-Misc Health & Allied Services, Nec (8090) 911835664
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1527239 D. Mandy Clark 555 Heritage Drive
Jupiter FL 33458
Vp Of Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-10-15 1,250,000 $0.01 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $0.01 2010-12-15 2020-12-14 4,000,000 4,000,000 Direct
Common Stock Stock Option $0.02 2021-04-20 300,000 300,000 Direct
Common Stock Stock Option $0.02 2022-02-09 1,500,000 1,500,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-12-14 4,000,000 4,000,000 Direct
2021-04-20 300,000 300,000 Direct
2022-02-09 1,500,000 1,500,000 Direct
Footnotes
  1. The option is exercisable to the extent of 100,000 shares on each of April 21, 2011, April 21, 2012 and April 21, 2013.
  2. The option is exercisable to the extent of 750,000 shares on each of February 10, 2012 and February 10, 2013.