Filing Details
- Accession Number:
- 0001140361-12-043890
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-10-16 18:17:00
- Reporting Period:
- 2012-10-15
- Filing Date:
- 2012-10-16
- Accepted Time:
- 2012-10-16 18:17:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1505497 | Biorestorative Therapies Inc. | BRTX | Services-Misc Health & Allied Services, Nec (8090) | 911835664 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1527239 | D. Mandy Clark | 555 Heritage Drive Jupiter FL 33458 | Vp Of Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-10-15 | 1,250,000 | $0.01 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | $0.01 | 2010-12-15 | 2020-12-14 | 4,000,000 | 4,000,000 | Direct |
Common Stock | Stock Option | $0.02 | 2021-04-20 | 300,000 | 300,000 | Direct | |
Common Stock | Stock Option | $0.02 | 2022-02-09 | 1,500,000 | 1,500,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2020-12-14 | 4,000,000 | 4,000,000 | Direct |
2021-04-20 | 300,000 | 300,000 | Direct |
2022-02-09 | 1,500,000 | 1,500,000 | Direct |
Footnotes
- The option is exercisable to the extent of 100,000 shares on each of April 21, 2011, April 21, 2012 and April 21, 2013.
- The option is exercisable to the extent of 750,000 shares on each of February 10, 2012 and February 10, 2013.