Filing Details
- Accession Number:
- 0001225208-12-021377
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-10-16 15:33:29
- Reporting Period:
- 2012-10-15
- Filing Date:
- 2012-10-16
- Accepted Time:
- 2012-10-16 15:33:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 19617 | Jpmorgan Chase & Co | JPM | National Commercial Banks (6021) | 132624428 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1346629 | Frank Bisignano | Jpmorgan Chase &Amp; Co. 270 Park Avenue New York NY 10017-2070 | Co-Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-10-15 | 80,000 | $19.49 | 296,689 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-10-15 | 20,000 | $42.25 | 276,689 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-10-15 | 56,964 | $42.07 | 219,725 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Disposition | 2012-10-15 | 80,000 | $0.00 | 80,000 | $19.49 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 80,000 | 2019-01-20 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,264 | Indirect | As Custodian For Children |
| Common Stock | 200 | Indirect | By IRA |
| Common Stock | 1,000 | Indirect | By Wife |
Footnotes
- Stock Appreciation Rights, which have a ten-year term, become exercisable in five equal installments beginning January 20, 2010. Shares resulting from exercise must be held at least 5 years from the grant date.
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