Filing Details
- Accession Number:
- 0000851169-12-000003
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2012-10-16 14:50:46
- Reporting Period:
- 2012-10-16
- Filing Date:
- 2012-10-16
- Accepted Time:
- 2012-10-16 14:50:46
- Original Submission Date:
- 2012-10-16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 851169 | Helios Total Return Fund Inc | HTR.R | () | 132529369 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1462534 | M Steven Pires | Brookfield Investment Management Inc. 3 Wfc, 200 Vesey Street New York NY 10281-1010 | Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Rights Offering | Disposition | 2012-10-16 | 25 | $0.67 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- Filer did not execise his Transferable Rights
Billionaire Hedge Funds
