Filing Details

Accession Number:
0001217400-12-000003
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-10-16 14:43:24
Reporting Period:
2012-10-12
Filing Date:
2012-10-16
Accepted Time:
2012-10-16 14:43:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
38067 Forest City Enterprises Inc FCEA/FCEB Operators Of Nonresidential Buildings (6512) 340863886
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1217400 Louis Stokes 1201 Pennsylvania Ave., N.w.
Washington DC 20044
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2012-10-12 4,443 $16.22 8,163 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 3,728 Direct
Class A Common Stock 2,800 Indirect See footnote
Class A Common Stock 1,678 Direct
Class A Common Stock 3,762 Direct
Class A Common Stock 6,784 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common 2003 Stock Option Grant (right to buy) $15.50 2005-03-17 2013-03-17 21,600 21,600 Direct
Class A Common 2005 Stock Option Grant (right to buy) $31.75 2007-04-06 2015-04-06 10,800 10,800 Direct
Class A Common 2006 Stock Option Grant (right to buy) $46.37 2008-04-04 2016-04-04 10,800 10,800 Direct
Class A Common 2007 Stock Option Grant (right to buy) $65.35 2009-03-29 2017-03-29 10,800 10,800 Direct
Class A Common 2009 Stock Option Grant (right to buy) $7.80 2010-04-21 2019-04-21 10,966 10,966 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2013-03-17 21,600 21,600 Direct
2015-04-06 10,800 10,800 Direct
2016-04-04 10,800 10,800 Direct
2017-03-29 10,800 10,800 Direct
2019-04-21 10,966 10,966 Direct
Footnotes
  1. Shares that were acquired under the Forest City Enterprises, Inc. - Stock Purchase Plan.
  2. Shares are held in street account.
  3. Shares held by spouse in street account with Smith Barney.
  4. 2010 Restricted Stock Grant - 33.33% vest on 4/14/2011; 33.33% vest on 4/14/2012; and 33.33% vest on 4/14/2013. 1,678 shares vested on 4/14/2012 and were moved to street account. See footnote # 2.
  5. 2011 Restricted Stock Grant - 33.33% vest on 4/13/2012; 33.33% vest on 4/13/2013; and 33.33% vest on 4/13/2014. 1,881 shares vested on 4/13/2012 and were moved to street account. See footnote # 2.
  6. 2012 Restricted Stock Grant - 33.33% vest on 4/11/2013; 33.33% vest on 4/11/2014; and 33.33% vest on 4/11/2015.
  7. 2003 Stock Option Grant - 25% exercisable on 3/17/2005; 25% exercisable on 3/17/2006; and 50% exersicable on 3/17/2007.
  8. 2005 Stock Option Grant - 25% exercisable on 4/06/2007; 25% exercisable on 4/06/2008; and 50% exersicable on 4/06/2009.
  9. 2006 Stock Option Grant - 25% exercisable on 4/04/2008; 25% exercisable on 4/04/2009; and 50% exersicable on 4/04/2010.
  10. 2007 Stock Option Grant - 25% exercisable on 3/29/2009; 25% exercisable on 3/29/2010; and 50% exercisable on 3/29/2011.
  11. 2009 Stock Option Grant - 33.33% exercisable 4/21/2010; 33.33% exercisable 4/21/2011; and 33.33% exercisable 4/21/2012.