Filing Details

Accession Number:
0001209191-12-049493
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-10-15 21:37:33
Reporting Period:
2012-10-15
Filing Date:
2012-10-15
Accepted Time:
2012-10-15 21:37:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1280263 Ambarella Inc AMBA Semiconductors & Related Devices (3674) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1105215 Benchmark Founders Fund Iv Lp 2480 Sand Hill Road
Suite 200
Menlo Park CA 94025
No No Yes No
1105486 Benchmark Founders Fund Iv A Lp 2480 Sand Hill Road
Suite 200
Menlo Park CA 94025
No No Yes No
1167038 Benchmark Capital Partners Iv Lp 2480 Sand Hill Road
Suite 200
Menlo Park CA 94025
No No Yes No
1167040 Benchmark Capital Management Co Iv Llc 2480 Sand Hill Road
Suite 200
Menlo Park CA 94025
No No Yes No
1183234 Robert Kagle 2480 Sand Hill Road
Suite 200
Menlo Park CA 94025
No No Yes No
1190191 William J Gurley 2480 Sand Hill Road
Suite 200
Menlo Park CA 94025
No No Yes No
1190192 Alexandre Balkanski 2480 Sand Hill Road
Suite 200
Menlo Park CA 94025
No No Yes No
1190193 M Steven Spurlock 2480 Sand Hill Road
Suite 200
Menlo Park CA 94025
No No Yes No
1190213 Kevin Harvey 2480 Sand Hill Road
Suite 200
Menlo Park CA 94025
No No Yes No
1274290 Benchmark Founders Fund Iv-B Lp 2480 Sand Hill Road
Suite 200
Menlo Park CA 94025
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2012-10-15 2,777,777 $0.00 2,777,777 No 4 C Indirect See footnote
Ordinary Shares Acquisiton 2012-10-15 558,347 $0.00 3,336,124 No 4 C Indirect See footnote
Ordinary Shares Acquisiton 2012-10-15 370,370 $0.00 3,706,494 No 4 C Indirect See footnote
Ordinary Shares Disposition 2012-10-15 555,974 $6.00 3,150,520 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 S Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Series A Convertible Preference Shares Disposition 2012-10-15 2,777,777 $0.00 2,777,777 $0.00
Ordinary Shares Series B Convertible Preference Shares Disposition 2012-10-15 558,347 $0.00 558,347 $0.00
Ordinary Shares Series C Convertible Preference Shares Disposition 2012-10-15 370,370 $0.00 370,370 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. Shares held of record by Benchmark Capital Partners IV, L.P. or BCP IV, as nominee for Benchmark Capital Partners IV, L.P., Benchmark Founders' Fund IV, L.P., Benchmark Founders' Fund IV-A, L.P., and Benchmark Founders' Fund IV-B, L.P. and related individuals, or the Benchmark Funds. Benchmark Capital Management Co IV, L.L.C., or BCMC IV, is the general partner of BCP IV. BCMC IV's managing members are Alexandre Balkanski, Bruce W. Dunlevie, J. William Gurley, Kevin R. Harvey, Robert C. Kagle and Steven M. Spurlock. These individuals may be deemed to have shared voting and investment power over the shares held by the Benchmark Funds. Each of these indivduals disclaims beneficial ownership of such shares except to the extent of such individual's pecuniary interest therein.
  2. The Series A Convertible Preference Shares converted into Ordinary Shares on a 1-to-1 basis and had no expiration date.
  3. The Series A Convertible Preference Shares converted into Ordinary Shares on a 1-to-1 basis and had no expiration date.
  4. The Series A Convertible Preference Shares converted into Ordinary Shares on a 1-to-1 basis and had no expiration date.