Filing Details
- Accession Number:
- 0001209191-12-049488
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-10-15 21:33:10
- Reporting Period:
- 2012-10-15
- Filing Date:
- 2012-10-15
- Accepted Time:
- 2012-10-15 21:33:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1280263 | Ambarella Inc | AMBA | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1190211 | Bruce Dunlevie | 2480 Sand Hill Road Suite 200 Menlo Park CA 94025 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2012-10-15 | 2,777,777 | $0.00 | 2,777,777 | No | 4 | C | Indirect | See footnote |
| Ordinary Shares | Acquisiton | 2012-10-15 | 558,347 | $0.00 | 3,336,124 | No | 4 | C | Indirect | See footnote |
| Ordinary Shares | Acquisiton | 2012-10-15 | 370,370 | $0.00 | 3,706,494 | No | 4 | C | Indirect | See footnote |
| Ordinary Shares | Disposition | 2012-10-15 | 555,974 | $6.00 | 3,150,520 | No | 4 | S | Indirect | See footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Indirect | See footnote |
| No | 4 | C | Indirect | See footnote |
| No | 4 | C | Indirect | See footnote |
| No | 4 | S | Indirect | See footnote |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Series A Convertible Preference Shares | Disposition | 2012-10-15 | 2,777,777 | $0.00 | 2,777,777 | $0.00 |
| Ordinary Shares | Series B Convertible Preference Shares | Disposition | 2012-10-15 | 558,347 | $0.00 | 558,347 | $0.00 |
| Ordinary Shares | Series C Convertible Preference Shares | Disposition | 2012-10-15 | 370,370 | $0.00 | 370,370 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect |
Footnotes
- Shares held of record by Benchmark Capital Partners IV, L.P. or BCP IV, as nominee for Benchmark Capital Partners IV, L.P., Benchmark Founders' Fund IV, L.P., Benchmark Founders' Fund IV-A, L.P., and Benchmark Founders' Fund IV-B, L.P. and related individuals, or the Benchmark Funds. Benchmark Capital Management Co IV, L.L.C., or BCMC IV, is the general partner of BCP IV. BCMC IV's managing members are Alexandre Balkanski, Bruce W. Dunlevie, J. William Gurley, Kevin R. Harvey, Robert C. Kagle and Steven M. Spurlock. These individuals may be deemed to have shared voting and investment power over the shares held by the Benchmark Funds. Each of these indivduals disclaims beneficial ownership of such shares except to the extent of such individual's pecuniary interest therein.
- The Series A Convertible Preference Shares converted into Ordinary Shares on a 1-to-1 basis and had no expiration date.
- The Series A Convertible Preference Shares converted into Ordinary Shares on a 1-to-1 basis and had no expiration date.
- The Series A Convertible Preference Shares converted into Ordinary Shares on a 1-to-1 basis and had no expiration date.
Billionaire Hedge Funds
