Filing Details

Accession Number:
0001179110-12-015132
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-10-12 19:47:51
Reporting Period:
2012-10-10
Filing Date:
2012-10-12
Accepted Time:
2012-10-12 19:47:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1158223 Affymax Inc AFFY Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1419580 Robert Venteicher C/O Affymax, Inc.
4001 Miranda Ave.
Palo Alto CA 94304
Svp, Technical Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-10-10 10,000 $5.83 34,994 No 4 M Direct
Common Stock Acquisiton 2012-10-10 17,974 $10.99 52,968 No 4 M Direct
Common Stock Acquisiton 2012-10-10 12,000 $21.74 64,968 No 4 M Direct
Common Stock Acquisiton 2012-10-10 10,937 $15.00 75,905 No 4 M Direct
Common Stock Disposition 2012-10-10 17,974 $24.00 57,931 No 4 S Direct
Common Stock Disposition 2012-10-10 32,937 $25.00 24,994 No 4 S Direct
Common Stock Acquisiton 2012-10-11 521 $24.50 25,515 No 4 M Direct
Common Stock Acquisiton 2012-10-11 19,493 $24.87 45,008 No 4 M Direct
Common Stock Disposition 2012-10-11 20,014 $27.00 24,994 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2012-10-10 10,000 $0.00 10,000 $5.83
Common Stock Stock Option (Right to Buy) Disposition 2012-10-10 17,974 $0.00 17,974 $10.99
Common Stock Stock Option (Right to Buy) Disposition 2012-10-10 12,000 $0.00 12,000 $21.74
Common Stock Stock Option (Right to Buy) Disposition 2012-10-10 10,937 $0.00 10,937 $15.00
Common Stock Stock Option (Right to Buy) Disposition 2012-10-11 521 $0.00 521 $24.50
Common Stock Stock Option (Right to Buy) Disposition 2012-10-11 19,493 $0.00 19,493 $24.87
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
20,000 2020-09-21 No 4 M Direct
2,062 2019-01-14 No 4 M Direct
0 2017-12-17 No 4 M Direct
0 2018-05-28 No 4 M Direct
24,479 2020-01-06 No 4 M Direct
25,507 2017-09-04 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
  2. The shares vest and become exercisable in a series of forty-eight (48) successive equal monthly installments over the four (4) year period measured from September 22, 2010.
  3. The shares vest and become exercisable in a series of forty-eight (48) successive equal monthly installments over the four (4) year period measured from January 1, 2009.
  4. The shares subject to the option vest and become exercisable in a series of forty-eight (48) successive monthly installments over a four year period measured from January 1, 2008.
  5. The shares vest and become exercisable in a series of forty-eight (48) successive equal monthly installments over the four (4) year period measured from June 1, 2008.
  6. The shares vest and become exercisable in a series of forty-eight (48) successive equal monthly installments over the four (4) year period measured from January 1, 2010.
  7. 1/4th of the shares vest and become exercisable one year from the vesting commencement date and the balance of the shares vest and become exercisable in a series of thirty-six (36) successive equal monthly installments measured fron July 30, 2007.