Filing Details
- Accession Number:
- 0001179110-12-015132
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-10-12 19:47:51
- Reporting Period:
- 2012-10-10
- Filing Date:
- 2012-10-12
- Accepted Time:
- 2012-10-12 19:47:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1158223 | Affymax Inc | AFFY | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1419580 | Robert Venteicher | C/O Affymax, Inc. 4001 Miranda Ave. Palo Alto CA 94304 | Svp, Technical Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-10-10 | 10,000 | $5.83 | 34,994 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-10-10 | 17,974 | $10.99 | 52,968 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-10-10 | 12,000 | $21.74 | 64,968 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-10-10 | 10,937 | $15.00 | 75,905 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-10-10 | 17,974 | $24.00 | 57,931 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-10-10 | 32,937 | $25.00 | 24,994 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-10-11 | 521 | $24.50 | 25,515 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-10-11 | 19,493 | $24.87 | 45,008 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-10-11 | 20,014 | $27.00 | 24,994 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2012-10-10 | 10,000 | $0.00 | 10,000 | $5.83 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2012-10-10 | 17,974 | $0.00 | 17,974 | $10.99 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2012-10-10 | 12,000 | $0.00 | 12,000 | $21.74 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2012-10-10 | 10,937 | $0.00 | 10,937 | $15.00 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2012-10-11 | 521 | $0.00 | 521 | $24.50 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2012-10-11 | 19,493 | $0.00 | 19,493 | $24.87 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
20,000 | 2020-09-21 | No | 4 | M | Direct | |
2,062 | 2019-01-14 | No | 4 | M | Direct | |
0 | 2017-12-17 | No | 4 | M | Direct | |
0 | 2018-05-28 | No | 4 | M | Direct | |
24,479 | 2020-01-06 | No | 4 | M | Direct | |
25,507 | 2017-09-04 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- The shares vest and become exercisable in a series of forty-eight (48) successive equal monthly installments over the four (4) year period measured from September 22, 2010.
- The shares vest and become exercisable in a series of forty-eight (48) successive equal monthly installments over the four (4) year period measured from January 1, 2009.
- The shares subject to the option vest and become exercisable in a series of forty-eight (48) successive monthly installments over a four year period measured from January 1, 2008.
- The shares vest and become exercisable in a series of forty-eight (48) successive equal monthly installments over the four (4) year period measured from June 1, 2008.
- The shares vest and become exercisable in a series of forty-eight (48) successive equal monthly installments over the four (4) year period measured from January 1, 2010.
- 1/4th of the shares vest and become exercisable one year from the vesting commencement date and the balance of the shares vest and become exercisable in a series of thirty-six (36) successive equal monthly installments measured fron July 30, 2007.