Filing Details
- Accession Number:
- 0001144204-12-055784
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-10-11 20:00:43
- Reporting Period:
- 2012-10-09
- Filing Date:
- 2012-10-11
- Accepted Time:
- 2012-10-11 20:00:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1281922 | Triangle Petroleum Corp | TPLM | Crude Petroleum & Natural Gas (1311) | 980430762 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1020949 | Gardner F Parker | 1200 17Th Street Suite 2600 Denver CO 80202 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-10-09 | 40,000 | $7.37 | 132,272 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-10-10 | 30,000 | $7.22 | 102,272 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options Right to Buy | $1.25 | 2010-11-30 | 2014-11-30 | 45,000 | 45,000 | Direct |
Common Stock | Restricted Stock Units | $0.00 | 2012-03-06 | 25,000 | 25,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2014-11-30 | 45,000 | 45,000 | Direct |
25,000 | 25,000 | Direct |
Footnotes
- The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $7.3455 to $7.4, inclusive. The reporting person undertakes to provide to any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- No new transaction is reported hereby. The stock options were previously reported on Form 3. In November 2010, the issuer effected a 1-for-10 reverse stock split and the number of options held by the reporting person was reduced from 450,000 to 45,000. The information with regard to the stock options is reported in this Form 4 for informational purposes only.
- No new transaction is reported hereby. The Restricted Stock Units were previously reported on Form 4, and each Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock upon vesting. The information with regard to the Restricted Stock Units is reported in this Form 4 for informational purposes only.
- Upon vesting, the Restricted Stock Units will automatically be exchanged for an equal number of shares of the issuer's common stock.