Filing Details
- Accession Number:
- 0001209191-12-049068
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-10-11 13:05:33
- Reporting Period:
- 2012-10-09
- Filing Date:
- 2012-10-11
- Accepted Time:
- 2012-10-11 13:05:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
719164 | Schawk Inc | SGK | Service Industries For The Printing Trade (2790) | 660323724 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1257422 | A David Schawk | 1695 South River Road Des Plaines IL 60018 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-10-09 | 4,127 | $9.22 | 125,341 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-10-09 | 4,127 | $13.13 | 121,214 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-10-10 | 3,428 | $9.22 | 124,642 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-10-10 | 3,428 | $13.01 | 121,214 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Option | Disposition | 2012-10-09 | 4,127 | $0.00 | 4,127 | $9.22 |
Class A Common Stock | Stock Option | Disposition | 2012-10-10 | 3,428 | $0.00 | 3,428 | $9.22 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
61,194 | 2013-02-27 | No | 4 | M | Direct | |
57,766 | 2013-02-27 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,198,057 | Indirect | As Trustee |
Common Stock | 475 | Indirect | As Custodian |
Footnotes
- Sale reported on this Form 4 made pursuant to a previously adopted Rule 10b5-1 trading plan.
- This reflects the weighted average price for the shares, which were sold in multiple transactions at prices that ranged from $13.00 to $13.43. Upon request of the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price.
- This reflects the weighted average price for the shares, which were sold in multiple transactions at prices that ranged from $13.00 to $13.09. Upon request of the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price.
- This report does not reflect shares held by a tax exempt section 501(c)(3) charitable trust for which the reporting person serves as trustee as the reporting person holds no pecuniary interest in the shares owned by the charitable trust.
- Options were granted on February 27, 2003 and vest 33% after one year from date of grant, 66% after two years from the date of grant and are fully vested after three years from the date of grant.