Filing Details
- Accession Number:
- 0001209191-12-049033
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-10-11 08:58:10
- Reporting Period:
- 2012-10-10
- Filing Date:
- 2012-10-11
- Accepted Time:
- 2012-10-11 08:58:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1029730 | Ladenburg Thalmann Financial Services Inc | LTS | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 650701248 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1093960 | Mark Zeitchick | 4400 Biscayne Boulevard 12Th Floor Miami FL 33137 | Executive Vice President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-10-10 | 10,000 | $1.25 | 2,111,336 | No | 4 | P | Indirect | Held by MZ Trading LLC, of which Mr. Zeitchick is the sole managing member |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Held by MZ Trading LLC, of which Mr. Zeitchick is the sole managing member |