Filing Details
- Accession Number:
- 0001144204-12-055601
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-10-10 22:48:03
- Reporting Period:
- 2012-10-08
- Filing Date:
- 2012-10-10
- Accepted Time:
- 2012-10-10 21:48:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1410428 | Vringo Inc | VRNG | Communications Services, Nec (4899) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1554675 | Kennedy Andrew Lang | C/O Vringo, Inc. 780 Third Avenue, 15Th Floor New York NY 10017 | President & Cto | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.01 Par Value Per Share | Disposition | 2012-10-08 | 14,558 | $5.35 | 2,988,484 | No | 4 | S | Indirect | By Innovation Spring LLC |
Common Stock, $0.01 Par Value Per Share | Acquisiton | 2012-10-09 | 53,613 | $1.76 | 3,042,097 | No | 4 | X | Indirect | By Innovation Spring LLC |
Common Stock, $0.01 Par Value Per Share | Disposition | 2012-10-09 | 53,613 | $4.99 | 2,988,484 | No | 4 | S | Indirect | By Innovation Spring LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Innovation Spring LLC |
No | 4 | X | Indirect | By Innovation Spring LLC |
No | 4 | S | Indirect | By Innovation Spring LLC |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series 1 Warrants | Disposition | 2012-10-09 | 53,613 | $0.00 | 53,613 | $1.76 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
126,203 | 2012-07-19 | 2017-07-19 | No | 4 | X | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $0.01 Par Value Per Share | 2,765,400 | Direct |
Footnotes
- Includes 125,000 shares of common stock that are represented by restricted stock units which vest over a four-year period, with 1/8 of the restricted stock units vesting on January 26, 2013 and 1/16 of the restricted stock units vesting ratably on a quarterly basis thereafter.
- Mr. Lang is the manager of Innovation Spring LLC ("Innovation Spring") and has the sole power to dispose or direct the disposition of the securities held by Innovation Spring. Innovation Spring Trust is the sole member and 100% owner of Innovation Spring and has the sole power to vote or direct the vote over the securities held by Innovation Spring. Mr. Lang does not have power to vote or direct the vote over the securities held by Innovation Spring.