Filing Details
- Accession Number:
- 0001144204-12-055603
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-10-10 21:48:42
- Reporting Period:
- 2012-10-08
- Filing Date:
- 2012-10-10
- Accepted Time:
- 2012-10-10 21:48:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1410428 | Vringo Inc | VRNG | Communications Services, Nec (4899) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1554700 | R. Alexander Berger | C/O Vringo, Inc 780 Third Avenue, 15Th Floor New York NY 10017 | Coo & Secretary | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.01 Par Value Per Share | Disposition | 2012-10-08 | 8,828 | $5.29 | 1,848,344 | No | 4 | S | Indirect | By ARB-A Investments Trust |
Common Stock, $0.01 Par Value Per Share | Acquisiton | 2012-10-09 | 30,312 | $1.76 | 1,878,656 | No | 4 | X | Indirect | By ARB-A Investments Trust |
Common Stock, $0.01 Par Value Per Share | Disposition | 2012-10-09 | 30,312 | $4.98 | 1,848,344 | No | 4 | S | Indirect | By ARB-A Investments Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By ARB-A Investments Trust |
No | 4 | X | Indirect | By ARB-A Investments Trust |
No | 4 | S | Indirect | By ARB-A Investments Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series 1 Warrants | Disposition | 2012-10-09 | 30,312 | $0.00 | 30,312 | $1.76 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
172,805 | 2012-07-19 | 2017-07-19 | No | 4 | X | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $0.01 Par Value Per Share | 675,000 | Direct |
Footnotes
- These shares of common stock are represented by restricted stock units which vest over a four-year period, with 1/8 of the restricted stock units vesting on January 26, 2013 and 1/16 of the restricted stock units vesting ratably on a quarterly basis thereafter.