Filing Details
- Accession Number:
- 0001094960-12-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-10-10 20:15:12
- Reporting Period:
- 2012-10-04
- Filing Date:
- 2012-10-10
- Accepted Time:
- 2012-10-10 20:15:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
17843 | Carpenter Technology Corp | CRS | Steel Works, Blast Furnaces & Rolling Mills (Coke Ovens) (3312) | 230458500 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1094960 | A Gregory Pratt | Carpenter Technology Corporation Po Box 14662 Reading PA 19612-4662 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-10-04 | 5,000 | $53.52 | 9,613 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Units | Acquisiton | 2012-10-08 | 3,591 | $0.00 | 3,591 | $0.00 |
Common Stock | Stock Options (Right to Buy) | Acquisiton | 2012-10-08 | 2,794 | $0.00 | 2,794 | $52.93 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
35,392 | No | 4 | A | Direct | ||
2,794 | 2013-10-08 | 2022-10-08 | No | 4 | A | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 29, 2012.
- The price reported is an average of the total transactions executed for the day, with the individual transactions ranging from a low of $52.92 per share to a high of $53.84 per share.
- Converts to common stock on a 1-for-1 basis
- Payable upon the later of separation of service or a specified date or event
- The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors.
- Includes dividend equivalents
- The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors.