Filing Details
- Accession Number:
- 0001249155-12-000018
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-10-10 18:33:37
- Reporting Period:
- 2012-10-08
- Filing Date:
- 2012-10-10
- Accepted Time:
- 2012-10-10 18:33:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1477246 | S&W Seed Co | SANW | Agricultural Production-Crops (100) | 271275784 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1292351 | W Robert Lishman | 430 Cambridge Avenue, Suite 100 Palo Alto CA 94306 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 Par Value | Disposition | 2012-10-08 | 999 | $7.41 | 1,872,042 | No | 4 | S | Indirect | By Yellowjacket, LP |
| Common Stock, $0.01 Par Value | Disposition | 2012-10-08 | 802 | $7.42 | 1,871,240 | No | 4 | S | Indirect | By Yellowjacket, LP |
| Common Stock, $0.01 Par Value | Disposition | 2012-10-08 | 99 | $7.45 | 1,871,141 | No | 4 | S | Indirect | By Yellowjacket, LP |
| Common Stock, $0.01 Par Value | Disposition | 2012-10-08 | 1,395 | $7.50 | 1,869,746 | No | 4 | S | Indirect | By Yellowjacket, LP |
| Common Stock, $0.01 Par Value | Disposition | 2012-10-08 | 100 | $7.52 | 1,869,646 | No | 4 | S | Indirect | By Yellowjacket, LP |
| Common Stock | Disposition | 2012-10-08 | 600 | $7.55 | 1,869,046 | No | 4 | S | Indirect | By Yellowjacket, LP |
| Common Stock, $0.01 Par Value | Disposition | 2012-10-08 | 850 | $7.65 | 1,868,196 | No | 4 | S | Indirect | By Yellowjacket, LP |
| Common Stock, $0.01 Par Value | Disposition | 2012-10-08 | 100 | $7.67 | 1,868,096 | No | 4 | S | Indirect | By Yellowjacket, LP |
| Common Stock, $0.01 Par Value | Disposition | 2012-10-09 | 200 | $7.50 | 1,668,096 | No | 4 | S | Indirect | By Yellowjacket, LP |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Yellowjacket, LP |
| No | 4 | S | Indirect | By Yellowjacket, LP |
| No | 4 | S | Indirect | By Yellowjacket, LP |
| No | 4 | S | Indirect | By Yellowjacket, LP |
| No | 4 | S | Indirect | By Yellowjacket, LP |
| No | 4 | S | Indirect | By Yellowjacket, LP |
| No | 4 | S | Indirect | By Yellowjacket, LP |
| No | 4 | S | Indirect | By Yellowjacket, LP |
| No | 4 | S | Indirect | By Yellowjacket, LP |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $0.01 Par Valuel | 322 | Direct |
Footnotes
- The reporting person is the general partner of Yellowjacket, LP. As such, he is deemed to be the beneficial owner of the portfolio securities owned by the limited partnership. He disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purposes.
Billionaire Hedge Funds
