Filing Details
- Accession Number:
- 0001209191-12-048842
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-10-09 20:00:48
- Reporting Period:
- 2012-10-05
- Filing Date:
- 2012-10-09
- Accepted Time:
- 2012-10-09 20:00:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1261654 | Universal Technical Institute Inc | UTI | Services-Educational Services (8200) | 860226984 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1467893 | E Thomas Riggs | 16220 N. Scottsdale Road Ste 100 Scottsdale AZ 85254 | Svp Marketing | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.0001 Par Value | Acquisiton | 2012-10-05 | 19,425 | $12.75 | 24,477 | No | 4 | M | Direct | |
| Common Stock, $0.0001 Par Value | Disposition | 2012-10-05 | 19,425 | $13.52 | 5,052 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $0.0001 Par Value | Employee Stock Option (Right To Buy) | Disposition | 2012-10-05 | 19,425 | $0.00 | 19,425 | $12.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-06-03 | 2015-06-03 | No | 4 | M | Direct |
Footnotes
- Number reflects 38,871 shares of restricted stock which were forfeited upon termination of employment.
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