Filing Details
- Accession Number:
- 0001127602-12-028467
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-10-09 18:50:32
- Reporting Period:
- 2012-10-05
- Filing Date:
- 2012-10-09
- Accepted Time:
- 2012-10-09 18:50:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
6951 | Applied Materials Inc | AMAT | Semiconductors & Related Devices (3674) | 941655526 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1218363 | Holmes Robert Swan | C/O Applied Materials, Inc. 3050 Bowers Av, M/S 1268 P.o. Box 58039 Santa Clara CA 95054 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-10-05 | 2,000 | $11.21 | 79,289 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-10-05 | 6,890 | $11.22 | 86,179 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- Number of shares includes 51,021 restricted stock units previously reported, of which (a) 11,302 units have vested and which, pursuant to Mr. Swan's election to defer, will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock and paid to him on the date of his termination of service from the Applied Board of Directors (the "Board"), (b) 22,082 units will be converted in the future on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in March 2013, and (c) 17,637 units are scheduled to vest in installments during each March of 2013 through 2015 and which, pursuant to Mr. Swan's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board (all vesting is subject to continued service as a director through each vest date).