Filing Details
- Accession Number:
- 0001354488-12-005220
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-10-09 17:38:23
- Reporting Period:
- 2012-10-05
- Filing Date:
- 2012-10-09
- Accepted Time:
- 2012-10-09 16:38:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1024126 | Pernix Therapeutics Holdings Inc. | PTX | Pharmaceutical Preparations (2834) | 330724736 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1413616 | Cooper Michael Pearce | 10003 Woodloch Forest Drive #950 The Woodlands TX 77380 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-10-05 | 1,188 | $4.20 | 37,855 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-10-05 | 1,188 | $8.00 | 36,667 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-10-09 | 100 | $4.20 | 36,767 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-10-09 | 100 | $8.00 | 36,667 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 8/16/12.
- The option, which represents a right to purchase a total of 137,500 shares of which 26,388 were purchased prior to this date, became fully exercisable on 3/9/10.