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Filing Details

Accession Number:: 0000014693-12-000144
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-10-09 16:11:41
Reporting Period:: 2012-10-04

Filing Date:: 2012-10-09
Accepted Time:: 2012-10-09 16:11:41
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
14693	Brown Forman Corp	BFA, BFB	Beverages (2080)	610143150

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1542909	Lee Christina Brown	850 Dixie Hwy Louisville KY 40210		No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class B Common	Acquisiton	2012-10-04	154,440	$20.12	218,629	No	4	M	Direct
Class B Common	Disposition	2012-10-04	92,170	$67.17	126,459	No	4	F	Direct
Class B Common	Disposition	2012-10-04	24,361	$66.56	102,098	No	4	S	Direct
Class B Common	Disposition	2012-10-05	37,909	$66.57	64,189	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Non-Qualified Stock Option (Right To Buy)	Class B Common	Disposition	2012-10-04	154,440	$0.00	154,440	$20.12

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2006-05-01	2013-04-30	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common	257,700	Direct
Class A Common	504,775	Indirect	Owsley Brown II 1994 GRAT
Class A Common	816,126	Indirect	Owsley Brown II 2001 GRAT
Class A Common	297,048	Indirect	Owsley Brown II 2002 GRAT
Class A Common	67,714	Indirect	Trust u/a Owsley Brown III
Class A Common	3,330,114	Indirect	Olympus Three, LLC
Class B Common	1,980	Indirect	Owsley Brown II IRA
Class B Common	126,193	Indirect	Owsley Brown II 1994 GRAT
Class B Common	210,723	Indirect	Owsley Brown II 2001 GRAT
Class B Common	78,964	Indirect	Owsley Brown II 2002 GRAT
Class B Common	6,703,641	Indirect	Olympus Three, LLC

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Non-Qualified Stock Option (Right To Buy)	Class B Common	$23.89	2007-05-01	2014-04-30	123,579	123,579	Direct
Stock Appreciation Right	Class B Common	$35.75	2007-11-15	2015-07-24	4,998	4,998	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2014-04-30	123,579	123,579	Direct
2015-07-24	4,998	4,998	Direct

Footnotes

On August 10, 2012, the Class A and Class B common stock of Brown-Forman Corporation split 3-2, resulting in the reporting person's acquisition of 85,900 additional shares of Class A common stock.
Includes 168,258 additional Class A shares of common stock issued in the August stock split.
Includes 272,042 additional Class A shares of common stock issued in the August stock split.
Includes 99,016 additional Class A shares of common stock issued in the August stock split.
Includes 22,571 additional Class A shares of common stock issued in the August stock split.
Includes 1,110,037 additional Class A shares of common stock issued in the August stock split.
Includes 21,396 additional Class B shares of common stock issued in the August stock split.
Includes 660 additional Class B shares of common stock issued in the August stock split.
Includes 42,064 additional Class B shares of common stock issued in the August stock split.
Includes 70,241 additional Class B shares of common stock issued in the August stock split.
Includes 26,321 additional Class B shares of common stock issued in the August stock split.
Includes 2,234,547 additional Class B shares of common stock issued in the August stock split.
These stock options were previously reported as covering 102,960 Class B shares at an exercise price of $30.18, but were adjusted to reflect the August 2012 stock split.
These stock options were previously reported as covering 82,386 Class B shares at an exercise price of $35.83, but were adjusted to reflect the August 2012 stock split.
These stock appreciation rights were previously reported as covering 3,332 Class B shares at an exercise price of $53.62, but were adjusted to reflect the August 2012 stock split.
The closing price of BF-B ($67.17) on October 3, 2012 was used to calculate the tax withholding obligations.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.50 to $66.86, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.50 to $66.79, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.