Filing Details
- Accession Number:
- 0001181431-12-054151
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-10-09 16:52:16
- Reporting Period:
- 2012-10-09
- Filing Date:
- 2012-10-09
- Accepted Time:
- 2012-10-09 15:52:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1433269 | Diligent Board Member Services Inc. | DIL.NZ | Services-Prepackaged Software (7372) | 261189601 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1439496 | Carroll Capital Holdings Llc | 94 Long Pond Road Hewitt NJ 07421 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-10-09 | 5,000 | $3.18 | 4,747,925 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-10-09 | 3,671 | $3.21 | 4,744,254 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 948,370 | Indirect | Through Services Share Holdings, LLC |
Footnotes
- Based on an exchange rate of NZD to US$ of 1:0.8195.
- The shares represent the reporting person's pro rata interest in securities owned by Services Share Holdings, LLC (SSH). All such shares (SSH Shares) are subject to pledge. Decisions with respect to how the SSH Shares are voted and disposed are made by holders of a majority of the SSH Shares. This filing shall not be deemed an admission that the reporting person is the beneficial owner of any SSH Shares.
Billionaire Hedge Funds
