Filing Details
- Accession Number:
- 0001127602-12-028426
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-10-09 15:26:38
- Reporting Period:
- 2012-10-05
- Filing Date:
- 2012-10-09
- Accepted Time:
- 2012-10-09 15:26:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 66740 | 3M Co | MMM | Surgical & Medical Instruments & Apparatus (3841) | 410417775 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1197743 | J Fred Palensky | 3M Center St. Paul MN 55144-1000 | Exec Vp R&D & Chf Tech Off | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-10-05 | 17,436 | $76.80 | 48,801 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-10-05 | 15,354 | $94.60 | 33,447 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-10-05 | 12,301 | $80.50 | 45,748 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-10-05 | 11,168 | $94.60 | 34,580 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2012-10-05 | 17,436 | $0.00 | 17,436 | $76.80 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2012-10-05 | 12,301 | $0.00 | 12,301 | $80.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 21,601 | 2006-05-10 | 2015-05-10 | No | 4 | M | Direct |
| 14,566 | 2008-08-13 | 2013-05-12 | No | 4 | M | Direct |
Footnotes
- This Form is being filed to report the exercise of a 3M stock option by means of a cashless-sell-to-cover method (selling enough shares to cover option share purchase price, fee and taxes, then retaining the remaining shares), pursuant to the reporting person's 10b5-1 trading plan dated May 3, 2012 and filed with the SEC on a Form 8-K on May 4, 2012.
Billionaire Hedge Funds
