Filing Details
- Accession Number:
- 0001179110-12-014978
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-10-09 12:29:17
- Reporting Period:
- 2012-10-04
- Filing Date:
- 2012-10-09
- Accepted Time:
- 2012-10-09 12:29:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1311241 | Intermolecular Inc | IMI | Semiconductors & Related Devices (3674) | 201616267 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1528626 | E David Lazovsky | 3011 North First Street San Jose CA 95134 | President & Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.001 Par Value | Disposition | 2012-10-04 | 13,500 | $7.30 | 3,256,922 | No | 4 | S | Direct | |
Common Stock, $0.001 Par Value | Disposition | 2012-10-05 | 7,000 | $7.31 | 3,249,922 | No | 4 | S | Direct | |
Common Stock, $0.001 Par Value | Disposition | 2012-10-08 | 6,310 | $7.00 | 3,243,612 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $0.001 Par Value | 35,487 | Indirect | By Wife |
Common Stock, $0.001 Par Value | 189,513 | Indirect | By GRAT |
Common Stock, $0.001 Par Value | 189,513 | Indirect | By Wife's GRAT |
Common Stock, $0.001 Par Value | 45,882 | Indirect | By Children's Trust |
Footnotes
- These shares are held by The David E. Lazovsky 2010 Annuity Trust.
- These shares are held by The Juel D. Lazovsky 2010 Annuity Trust.
- These shares are held by The Lazovsky 2010 Irrevocable Children's Trust.
- The sale reported was effected pursuant to a 10b5-1 Sales Plan entered into by the Reporting Person on May 14, 2012.
- The transaction was executed in multiple trades in prices ranging from $7.27 to $7.37, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades in prices ranging from $7.17 to $7.35, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades in prices ranging from $6.94 to $7.12, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.