Filing Details
- Accession Number:
- 0001127602-12-028358
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-10-09 10:28:20
- Reporting Period:
- 2012-10-08
- Filing Date:
- 2012-10-09
- Accepted Time:
- 2012-10-09 09:28:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
893739 | Harris & Harris Group Inc | TINY | Investors, Nec (6799) | 133119827 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1296720 | B Daniel Wolfe | 1450 Broadway Floor 24 New York NY 10018 | President, Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-10-08 | 334 | $3.87 | 166,324 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-10-08 | 2 | $3.85 | 166,326 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- The purchase reported in this Form 4 was effected pursuant to an Employee Stock Purchase Plan adopted by the reporting person on June 8, 2011.