Filing Details

Accession Number:
0001127602-12-028358
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-10-09 10:28:20
Reporting Period:
2012-10-08
Filing Date:
2012-10-09
Accepted Time:
2012-10-09 09:28:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
893739 Harris & Harris Group Inc TINY Investors, Nec (6799) 133119827
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1296720 B Daniel Wolfe 1450 Broadway
Floor 24
New York NY 10018
President, Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-10-08 334 $3.87 166,324 No 4 P Direct
Common Stock Acquisiton 2012-10-08 2 $3.85 166,326 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Footnotes
  1. The purchase reported in this Form 4 was effected pursuant to an Employee Stock Purchase Plan adopted by the reporting person on June 8, 2011.