Filing Details
- Accession Number:
- 0000921895-12-001968
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-10-05 19:38:52
- Reporting Period:
- 2012-09-28
- Filing Date:
- 2012-10-05
- Accepted Time:
- 2012-10-05 19:38:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
77776 | Phh Corp | PHH | Miscellaneous Business Credit Institution (6159) | 520551284 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1279150 | Scopia Fund Management, Llc | 152 West 57Th Street 33Rd Floor New York NY 10019 | No | No | Yes | No | |
1431207 | Jeremy Mindich | C/O Scopia Fund Management Llc 152 West 57Th Street, 33Rd Floor New York NY 10019 | No | No | Yes | No | |
1431208 | Matthew Sirovich | C/O Scopia Fund Management Llc 152 West 57Th Street, 33Rd Floor New York NY 10019 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-09-28 | 3,884 | $20.34 | 4,995,147 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2012-10-03 | 225,617 | $21.76 | 4,769,530 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2012-10-03 | 200,000 | $21.32 | 4,569,530 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2012-10-04 | 114,214 | $22.25 | 4,455,316 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2012-10-04 | 53,900 | $22.43 | 4,401,416 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2012-10-05 | 56,305 | $22.41 | 4,345,111 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2012-10-05 | 50,000 | $22.24 | 4,295,111 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Footnotes
- This Form 4 is filed jointly by Scopia Fund Management LLC ("Scopia Management"), Matthew Sirovich and Jeremy Mindich. The securities reported in this Form 4 are held in the accounts of several investment funds and managed accounts (together, the "Investment Vehicles") for which Scopia Management serves as the investment manager and each of which individually owns less than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons are filing this report because each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock.
- Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- Shares are held in the accounts of the Investment Vehicles. Each of Scopia Management, as the investment manager of the Investment Vehicles, and Messrs. Sirovich and Mindich, as the control persons of Scopia Management, may be deemed to beneficially own the securities held by the Investment Vehicles.