Filing Details

Accession Number:
0001127602-12-028351
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-10-05 19:21:03
Reporting Period:
2012-10-04
Filing Date:
2012-10-05
Accepted Time:
2012-10-05 19:21:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
850693 Allergan Inc AGN Pharmaceutical Preparations (2834) 951622442
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1051578 I E David Pyott 2525 Dupont Drive
Irvine CA 92612
Chairman, President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-09-21 19,473 $0.00 165,000 No 5 G Direct
Common Stock Acquisiton 2012-09-21 19,473 $0.00 226,396 No 5 G Indirect By Living Trust
Common Stock Disposition 2012-10-04 206,923 $93.74 19,473 No 4 S Indirect By Living Trust
Common Stock Acquisiton 2012-10-04 119,000 $30.13 138,473 No 4 M Indirect By Living Trust
Common Stock Acquisiton 2012-10-04 90,623 $41.24 229,096 No 4 M Indirect By Living Trust
Common Stock Acquisiton 2012-10-04 101,421 $41.24 330,517 No 4 M Indirect By Living Trust
Common Stock Disposition 2012-10-04 101,421 $93.71 229,096 No 4 S Indirect By Living Trust
Common Stock Acquisiton 2012-10-05 307,956 $41.24 537,052 No 4 M Indirect By Living Trust
Common Stock Disposition 2012-10-05 307,956 $93.72 229,096 No 4 S Indirect By Living Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 5 G Indirect By Living Trust
No 4 S Indirect By Living Trust
No 4 M Indirect By Living Trust
No 4 M Indirect By Living Trust
No 4 M Indirect By Living Trust
No 4 S Indirect By Living Trust
No 4 M Indirect By Living Trust
No 4 S Indirect By Living Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2012-10-04 119,000 $0.00 119,000 $30.13
Common Stock Employee Stock Option (Right to Buy) Disposition 2012-10-04 90,623 $0.00 90,623 $41.24
Common Stock Employee Stock Option (Right to Buy) Disposition 2012-10-04 101,421 $0.00 101,421 $41.24
Common Stock Employee Stock Option (Right to Buy) Disposition 2012-10-05 307,956 $0.00 307,956 $41.24
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-01-30 No 4 M Indirect
409,377 2014-01-29 No 4 M Indirect
307,956 2014-01-29 No 4 M Indirect
0 2014-01-29 No 4 M Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,171 Indirect By 401(k) Trust
Common Stock 2,885 Indirect By Esop Trust
Footnotes
  1. Transfer of 19,473 shares held directly by the reporting person to the David & Julianna Pyott Living Trust.
  2. David and Julianna Pyott Living Trust dated June 14, 1999, in which the reporting person has a pecuniary interest and of which the reporting person and his spouse are each trustees.
  3. The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on August 20, 2012.
  4. The price reported in column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $93.3950 to $93.9850, inclusive. The reporting person undertakes to provide Allergan, Inc., any security holder of Allergan, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
  5. The price reported in column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $93.5400 to $93.9900, inclusive. The reporting person undertakes to provide Allergan, Inc., any security holder of Allergan, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
  6. The price reported in column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $$93.4800 to $94.3600, inclusive. The reporting person undertakes to provide Allergan, Inc., any security holder of Allergan, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
  7. Shares allocated to reporting person's SIP account as of reporting date.
  8. Shares allocated to the reporting person's ESOP account as of reporting date.
  9. The option becomes exercisable in four equal annual installments beginning January 31, 2004.
  10. The option becomes exercisable in four equal annual installments beginning January 30, 2005.