Filing Details
- Accession Number:
- 0001127602-12-028351
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-10-05 19:21:03
- Reporting Period:
- 2012-10-04
- Filing Date:
- 2012-10-05
- Accepted Time:
- 2012-10-05 19:21:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
850693 | Allergan Inc | AGN | Pharmaceutical Preparations (2834) | 951622442 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1051578 | I E David Pyott | 2525 Dupont Drive Irvine CA 92612 | Chairman, President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-09-21 | 19,473 | $0.00 | 165,000 | No | 5 | G | Direct | |
Common Stock | Acquisiton | 2012-09-21 | 19,473 | $0.00 | 226,396 | No | 5 | G | Indirect | By Living Trust |
Common Stock | Disposition | 2012-10-04 | 206,923 | $93.74 | 19,473 | No | 4 | S | Indirect | By Living Trust |
Common Stock | Acquisiton | 2012-10-04 | 119,000 | $30.13 | 138,473 | No | 4 | M | Indirect | By Living Trust |
Common Stock | Acquisiton | 2012-10-04 | 90,623 | $41.24 | 229,096 | No | 4 | M | Indirect | By Living Trust |
Common Stock | Acquisiton | 2012-10-04 | 101,421 | $41.24 | 330,517 | No | 4 | M | Indirect | By Living Trust |
Common Stock | Disposition | 2012-10-04 | 101,421 | $93.71 | 229,096 | No | 4 | S | Indirect | By Living Trust |
Common Stock | Acquisiton | 2012-10-05 | 307,956 | $41.24 | 537,052 | No | 4 | M | Indirect | By Living Trust |
Common Stock | Disposition | 2012-10-05 | 307,956 | $93.72 | 229,096 | No | 4 | S | Indirect | By Living Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Direct | |
No | 5 | G | Indirect | By Living Trust |
No | 4 | S | Indirect | By Living Trust |
No | 4 | M | Indirect | By Living Trust |
No | 4 | M | Indirect | By Living Trust |
No | 4 | M | Indirect | By Living Trust |
No | 4 | S | Indirect | By Living Trust |
No | 4 | M | Indirect | By Living Trust |
No | 4 | S | Indirect | By Living Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-10-04 | 119,000 | $0.00 | 119,000 | $30.13 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-10-04 | 90,623 | $0.00 | 90,623 | $41.24 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-10-04 | 101,421 | $0.00 | 101,421 | $41.24 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-10-05 | 307,956 | $0.00 | 307,956 | $41.24 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-01-30 | No | 4 | M | Indirect | |
409,377 | 2014-01-29 | No | 4 | M | Indirect | |
307,956 | 2014-01-29 | No | 4 | M | Indirect | |
0 | 2014-01-29 | No | 4 | M | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,171 | Indirect | By 401(k) Trust |
Common Stock | 2,885 | Indirect | By Esop Trust |
Footnotes
- Transfer of 19,473 shares held directly by the reporting person to the David & Julianna Pyott Living Trust.
- David and Julianna Pyott Living Trust dated June 14, 1999, in which the reporting person has a pecuniary interest and of which the reporting person and his spouse are each trustees.
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on August 20, 2012.
- The price reported in column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $93.3950 to $93.9850, inclusive. The reporting person undertakes to provide Allergan, Inc., any security holder of Allergan, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
- The price reported in column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $93.5400 to $93.9900, inclusive. The reporting person undertakes to provide Allergan, Inc., any security holder of Allergan, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
- The price reported in column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $$93.4800 to $94.3600, inclusive. The reporting person undertakes to provide Allergan, Inc., any security holder of Allergan, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
- Shares allocated to reporting person's SIP account as of reporting date.
- Shares allocated to the reporting person's ESOP account as of reporting date.
- The option becomes exercisable in four equal annual installments beginning January 31, 2004.
- The option becomes exercisable in four equal annual installments beginning January 30, 2005.