Filing Details

Accession Number:
0001518715-12-000029
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-10-05 15:41:11
Reporting Period:
2012-09-06
Filing Date:
2012-10-05
Accepted Time:
2012-10-05 15:41:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1518715 Homestreet Inc. HMST Savings Institutions, Not Federally Chartered (6036) 910186600
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1529742 W Bruce Williams 601 Union Street, Suite 2000
Seattle WA 98101
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-09-06 1,700 $36.52 14,763 No 4 S Indirect Gro A. Buer
Common Stock Disposition 2012-09-13 1,416 $35.02 13,347 No 4 S Indirect Gro A. Buer
Common Stock Disposition 2012-09-14 13,347 $35.07 0 No 4 S Indirect Gro A. Buer
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Gro A. Buer
No 4 S Indirect Gro A. Buer
No 4 S Indirect Gro A. Buer
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 83,207 Direct
Common Stock 15,774 Direct
Common Stock 9,626 Indirect HomeStreet, Inc. 401(k) Savings Plan
Common Stock 94,064 Indirect Marina S. Williams Trust
Common Stock 1,094 Indirect Marina S. Williams Trust
Common Stock 80,038 Indirect Estate of Walter B. Williams
Common Stock 80,037 Indirect Estate of Marie W. Williams
Common Stock 27,641 Indirect Karen M. Zimmerman Trust
Common Stock 27,641 Indirect Steven W. Zimmerman Trust
Common Stock 375 Indirect Andrew Alvaro Mullins-Williams 2005 Trust
Common Stock 78,227 Indirect Myers Irrevocable Trust #1
Common Stock 1 Indirect Walter B. Williams Interim Trust
Footnotes
  1. Held individually by Gro A. Buer, Mr Williams's spouse. Mr. Williams disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.
  2. Held jointly with Gro A. Buer, Mr Williams's spouse.
  3. These shares were previously held in the HomeStreet Inc. Employee Stock Ownership Plan, which merged into the HomeStreet, Inc. 401(k) Savings Plan, or 401(k) Plan, on July 26, 2012. Participants in HomeStreet, Inc.'s 401(k) Savings Plan have the authority to direct voting of shares they hold through the 401(k) Plan.
  4. Mr. Williams is the co-trustee with Gro A. Buer for the Marina S. Williams Trust dated 12/25/95. Mr. Williams disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.
  5. Mr. Williams is the sole trustee for the Marina S. Williams Trust dated 12/23/03. Mr. Williams disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.
  6. Mr. Williams is the executor of the estate of Walter B. Williams. Mr. Williams disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.
  7. Mr. Williams is the executor of the estate of Marie W. Williams. Mr. Williams disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.
  8. Mr. Williams is the sole trustee of the Karen M. Zimmerman Trust dated 12/22/2000. Mr. Williams disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.
  9. Mr. Williams is the sole trustee of the Steven W. Zimmerman Trust dated 12/22/2000. Mr. Williams disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.
  10. Mr. Williams is the sole trustee for the Andrew Alvaro Mullins-Williams Trust dated 11/29/2005. Mr. Williams disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.
  11. Mr. Williams is the sole trustee of the Myers Irrevocable Trust #1 dated 8/5/1994. Mr. Williams disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.
  12. Mr. Williams is the sole trustee of the Walter B. Williams Interim Trust. Mr. Williams disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.