Filing Details
- Accession Number:
- 0001518715-12-000029
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-10-05 15:41:11
- Reporting Period:
- 2012-09-06
- Filing Date:
- 2012-10-05
- Accepted Time:
- 2012-10-05 15:41:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1518715 | Homestreet Inc. | HMST | Savings Institutions, Not Federally Chartered (6036) | 910186600 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1529742 | W Bruce Williams | 601 Union Street, Suite 2000 Seattle WA 98101 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-09-06 | 1,700 | $36.52 | 14,763 | No | 4 | S | Indirect | Gro A. Buer |
Common Stock | Disposition | 2012-09-13 | 1,416 | $35.02 | 13,347 | No | 4 | S | Indirect | Gro A. Buer |
Common Stock | Disposition | 2012-09-14 | 13,347 | $35.07 | 0 | No | 4 | S | Indirect | Gro A. Buer |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Gro A. Buer |
No | 4 | S | Indirect | Gro A. Buer |
No | 4 | S | Indirect | Gro A. Buer |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 83,207 | Direct | |
Common Stock | 15,774 | Direct | |
Common Stock | 9,626 | Indirect | HomeStreet, Inc. 401(k) Savings Plan |
Common Stock | 94,064 | Indirect | Marina S. Williams Trust |
Common Stock | 1,094 | Indirect | Marina S. Williams Trust |
Common Stock | 80,038 | Indirect | Estate of Walter B. Williams |
Common Stock | 80,037 | Indirect | Estate of Marie W. Williams |
Common Stock | 27,641 | Indirect | Karen M. Zimmerman Trust |
Common Stock | 27,641 | Indirect | Steven W. Zimmerman Trust |
Common Stock | 375 | Indirect | Andrew Alvaro Mullins-Williams 2005 Trust |
Common Stock | 78,227 | Indirect | Myers Irrevocable Trust #1 |
Common Stock | 1 | Indirect | Walter B. Williams Interim Trust |
Footnotes
- Held individually by Gro A. Buer, Mr Williams's spouse. Mr. Williams disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.
- Held jointly with Gro A. Buer, Mr Williams's spouse.
- These shares were previously held in the HomeStreet Inc. Employee Stock Ownership Plan, which merged into the HomeStreet, Inc. 401(k) Savings Plan, or 401(k) Plan, on July 26, 2012. Participants in HomeStreet, Inc.'s 401(k) Savings Plan have the authority to direct voting of shares they hold through the 401(k) Plan.
- Mr. Williams is the co-trustee with Gro A. Buer for the Marina S. Williams Trust dated 12/25/95. Mr. Williams disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.
- Mr. Williams is the sole trustee for the Marina S. Williams Trust dated 12/23/03. Mr. Williams disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.
- Mr. Williams is the executor of the estate of Walter B. Williams. Mr. Williams disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.
- Mr. Williams is the executor of the estate of Marie W. Williams. Mr. Williams disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.
- Mr. Williams is the sole trustee of the Karen M. Zimmerman Trust dated 12/22/2000. Mr. Williams disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.
- Mr. Williams is the sole trustee of the Steven W. Zimmerman Trust dated 12/22/2000. Mr. Williams disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.
- Mr. Williams is the sole trustee for the Andrew Alvaro Mullins-Williams Trust dated 11/29/2005. Mr. Williams disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.
- Mr. Williams is the sole trustee of the Myers Irrevocable Trust #1 dated 8/5/1994. Mr. Williams disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.
- Mr. Williams is the sole trustee of the Walter B. Williams Interim Trust. Mr. Williams disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.