Filing Details
- Accession Number:
- 0001127602-12-028290
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-10-05 13:58:27
- Reporting Period:
- 2012-10-03
- Filing Date:
- 2012-10-05
- Accepted Time:
- 2012-10-05 13:58:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
815097 | Carnival Corp | CCL | Water Transportation (4400) | 591562976 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1083206 | W Arnold Donald | 7701 Forsyth Boulevard Suite 1025 St. Louis MO 63105 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-10-03 | 6,000 | $27.88 | 24,359 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-10-03 | 6,000 | $36.58 | 18,359 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Right to Buy) | Disposition | 2012-10-03 | 6,000 | $0.00 | 6,000 | $27.88 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2003-12-02 | 2012-12-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,807 | Indirect | By The Arnold W. Donald Revocable Trust Uad 5/26/98 |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $36.57 to $36.60. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Options vested ratably over five years beginning on the first anniversary of the grant date.