Home > Insider Trading > Filing (0001225208-12-021036)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
350797	Eaton Vance Corp	EV	Investment Advice (6282)	042718215

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1257596	W Duncan Richardson	Two International Place Eaton Vance Boston MA 02110	Executive Vice President	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Eaton Vance Corp. Non-Voting Common Stock	Acquisiton	2011-11-01	527	$26.29	775,444	No	5	A	Direct
Eaton Vance Corp. Non-Voting Common Stock	Acquisiton	2012-05-01	553	$26.30	775,997	No	5	A	Direct
Eaton Vance Corp. Non-Voting Common Stock	Acquisiton	2012-10-04	275,728	$14.55	1,051,725	No	4	M	Direct
Eaton Vance Corp. Non-Voting Common Stock	Acquisiton	2012-10-04	6,872	$14.55	1,058,597	No	4	M	Direct
Eaton Vance Corp. Non-Voting Common Stock	Disposition	2012-10-04	232,600	$28.88	825,997	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	5	A	Direct
No	5	A	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	Disposition	2012-10-04	6,872	$0.00	6,872	$14.55
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	Disposition	2012-10-04	275,728	$0.00	275,728	$14.55

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
275,728		2012-11-01	No	4	M	Direct
0		2012-11-01	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Voting Trust Receipt	44,566	Direct
Eaton Vance Corp. Common Stock (Voting)	44,566	Indirect	By Voting Trust

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$21.96	2014-11-01	259,600	259,600	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$24.87	2015-11-01	210,500	210,500	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$30.11	2016-11-01	200,800	200,800	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$48.39	2017-11-01	139,700	139,700	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$29.39	2020-11-01	142,320	142,320	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$25.06	2021-11-01	138,860	138,860	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$28.17	2019-11-02	128,680	128,680	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$17.51	2013-11-03	273,000	273,000	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$21.99	2018-11-03	142,900	142,900	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2014-11-01	259,600	259,600	Direct
2015-11-01	210,500	210,500	Direct
2016-11-01	200,800	200,800	Direct
2017-11-01	139,700	139,700	Direct
2020-11-01	142,320	142,320	Direct
2021-11-01	138,860	138,860	Direct
2019-11-02	128,680	128,680	Direct
2013-11-03	273,000	273,000	Direct
2018-11-03	142,900	142,900	Direct

Footnotes

These shares were acquired under the 1986 Employee Stock Purchase Plan, which is a 16b-3 plan.
Shares were sold to cover cost and tax liability for exercising a NQ stock option.
Granted on November 1, 2002, these options vest over a 5 year period at 20% per year.
Granted on November 1, 2004 these options vest over a 5 year period at 20% per year.
Granted on November 1, 2005 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Granted on November 1, 2006 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Granted on November 1, 2007 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
These options were granted on November 1, 2010 and vest over a 5 year period in increments of 10%,15%,20%,25% and 30%.
Granted on November 1, 2011 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, an 30%.
Granted on November 2, 2009, these options vest over a 5 year period in increments of 10%, 15%, 20,%, 25% and 30%.
Granted on November 3, 2003, these options vest over a 5 year period at 20% per year.
Granted on November 3, 2008 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.