Filing Details
- Accession Number:
- 0000711377-12-000017
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-10-04 18:16:14
- Reporting Period:
- 2012-10-03
- Filing Date:
- 2012-10-04
- Accepted Time:
- 2012-10-04 18:16:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 711377 | Neogen Corp | NEOG | In Vitro & In Vivo Diagnostic Substances (2835) | 382367843 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1168789 | L James Herbert | Neogen Corp 620 Lesher Place Lansing MI 48912 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-10-03 | 1,596 | $18.19 | 646,323 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-10-03 | 1,596 | $42.67 | 644,727 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-10-04 | 13,404 | $18.19 | 658,131 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-10-04 | 13,404 | $42.83 | 644,727 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock (Right to Buy) | Disposition | 2012-10-03 | 1,596 | $0.00 | 1,596 | $18.19 |
| Common Stock | Common Stock (Right to Buy) | Disposition | 2012-10-04 | 13,404 | $0.00 | 13,404 | $18.19 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 239,476 | 2013-08-15 | No | 4 | M | Direct | |
| 226,072 | 2013-08-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 192,320 | Indirect | See Footnote |
Footnotes
- Options were granted on 8/15/2008, vested equally over a five year period, and expire on 8/15/2013
- Shares are held in trust for Judith Herbert, spouse of Mr. Herbert
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