Filing Details
- Accession Number:
- 0001209191-12-048436
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-10-04 18:06:56
- Reporting Period:
- 2012-10-03
- Filing Date:
- 2012-10-04
- Accepted Time:
- 2012-10-04 18:06:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1383729 | Fusion-Io Inc. | FIO | Computer Storage Devices (3572) | 204232255 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1521955 | J. Shawn Lindquist | C/O Fusion-Io, Inc. 2855 E. Cottonwood Pkwy, Suite 100 Salt Lake City UT 84121 | Chief Legal Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-10-03 | 7,635 | $0.65 | 9,805 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-10-03 | 2,084 | $1.96 | 11,889 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-10-03 | 2,917 | $19.00 | 14,806 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-10-03 | 10,365 | $30.84 | 4,441 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-10-03 | 2,271 | $31.49 | 2,170 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-10-03 | 4,719 | $0.00 | 4,719 | $0.65 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-10-03 | 2,916 | $0.00 | 2,916 | $0.65 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-10-03 | 2,084 | $0.00 | 2,084 | $1.96 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-10-03 | 2,917 | $0.00 | 2,917 | $19.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
109,792 | 2020-02-11 | No | 4 | M | Direct | |
49,584 | 2020-03-01 | No | 4 | M | Direct | |
50,000 | 2020-09-11 | No | 4 | M | Direct | |
105,000 | 2021-09-29 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 5,000 | Indirect | by Bentbrook Holdings, LLC |
Footnotes
- Pursuant to a Rule 10b5-1 trading plan established by the Reporting Person.
- This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $30.39 per share to $31.38 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
- This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $31.39 per share to $31.82 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
- Bentbrook Holdings, LLC is controlled by Mr. Lindquist's spouse. Mr. Lindquist disclaims beneficial ownership of the shares held by Bentbrook Holdings, LLC except as to his pecuniary interest therein.
- The option became exercisable as to 1/4th of the shares subject to the option on February 8, 2011, and 1/48th of the shares subject to the option vest on the 8th day of the month each month thereafter.
- The option becomes exercisable as to 1/48th of the shares subject to the option each month after September 12, 2010, subject to the Reporting Person being employed by the Issuer for a full year.
- The option becomes exercisable as to 1/48th of the shares subject to the option each month after September 13, 2011, subject to the Reporting Person being employed by the Issuer for a full year.