Filing Details
- Accession Number:
- 0001354488-12-005172
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-10-04 17:26:31
- Reporting Period:
- 2012-10-03
- Filing Date:
- 2012-10-04
- Accepted Time:
- 2012-10-04 17:26:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1024126 | Pernix Therapeutics Holdings Inc. | PTX | Pharmaceutical Preparations (2834) | 330724736 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1413616 | Cooper Michael Pearce | 10003 Woodloch Forest Drive #950 The Woodlands TX 77380 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-10-03 | 833 | $2.20 | 37,500 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-10-03 | 9,916 | $4.20 | 47,416 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-10-03 | 10,749 | $8.00 | 36,667 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-10-04 | 16,472 | $4.20 | 47,139 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-10-04 | 16,472 | $8.00 | 36,667 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 8/16/12.
- The option, which represents a right to purchase a total of 42,500 shares, of which 41,667 were purchased prior to this date, became fully exercisable on 3/9/10.
- The option, which represents a right to purchase a total of 137,500, shares became fully exercisable on 3/9/10.