Filing Details
- Accession Number:
- 0000100493-12-000053
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-10-04 15:56:17
- Reporting Period:
- 2012-10-02
- Filing Date:
- 2012-10-04
- Accepted Time:
- 2012-10-04 14:56:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
100493 | Tyson Foods Inc | TSN | Poultry Slaughtering And Processing (2015) | 710225165 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1019048 | Dennis Leatherby | 2200 Don Tyson Parkway Springdale AR 72762 | Exec. Vp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2012-09-14 | 93 | $0.00 | 71,248 | No | 5 | J | Direct | |
Class A Common Stock | Acquisiton | 2012-09-27 | 395 | $0.00 | 26,565 | No | 5 | J | Indirect | Employee Stock Purchase Plan |
Class A Common Stock | Acquisiton | 2012-10-02 | 6,087 | $0.00 | 77,335 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2012-10-02 | 2,036 | $16.54 | 75,299 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | J | Direct | |
No | 5 | J | Indirect | Employee Stock Purchase Plan |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Performance Shares | Disposition | 2009-10-05 | 18,262 | $0.00 | 18,262 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2012-10-02 | No | 4 | M | Direct |
Footnotes
- Represents shares of the Issuer's Class A Common Stock received by the Reporting Person on June 15, 2012 and September 14, 2012 pursuant to a dividend reinvestment feature under the Issuer's stock plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 reporting requirements pursuant to Rule 16a-11.
- Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 reporting requirements pursuant to Rule 16b-3.
- On October 5, 2009, the Reporting Person received a grant of performance shares which vested or expired on October 2, 2012. The performance shares could vest at a level of 50%-150% and were previously reported as derivative securities at the 150% level. On October 2, 2012, 6,087 shares vested and are reported herein as acquired non-derivatives securities. The remaining 12,175 shares granted October 5, 2009 have expired.
- On October 2, 2012, 6,087 shares of Class A Common Stock vested. The award of those shares to the Reporting Person has previously been reported (see Footnote #3). Pursuant to an election made by the Reporting Person, 2,036 shares were sold by the Reporting Person to the Issuer on October 2, 2012, to satisfy tax withholding obligations related to the vesting.